Filing Details
- Accession Number:
- 0000899243-19-008356
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-03-19 17:15:55
- Reporting Period:
- 2019-03-18
- Accepted Time:
- 2019-03-19 17:15:55
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1636050 | Axovant Sciences Ltd. | AXON | () | DE |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1290166 | Qvt Associates Gp Llc | 444 Madison Avenue, 21St Floor New York NY 10022 | No | No | Yes | No | |
| 1771138 | Ltd. Cayman Investment Financial Qvt | 190 Elgin Avenue George Town, Grand Cayman E9 KY1-9005 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares, $0.00001 Par Value Per Share | Acquisiton | 2019-03-18 | 6,666,667 | $1.50 | 105,952,381 | No | 4 | P | Indirect | see fn |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | see fn |
Footnotes
- QVT Financial LP, its general partner, QVT Financial GP LLC, QVT Financial Investment Cayman Ltd. and QVT Associates GP LLC, the general partner of certain funds managed by QVT Financial LP (collectively, "QVT"), may be deemed to have beneficial ownership over the 105,952,381 Common Shares held by Roivant Sciences Ltd. ("Roivant") because, as shareholders of Roivant, QVT may be deemed to have dispositive power and, therefore, beneficial ownership, over the Common Shares held by Roivant by virtue of governance arrangements in Roivant's bye-laws, namely, the appointment of one or more independent directors (within the meaning of that term under Roivant's bye-laws) to Roivant's board of directors.
Billionaire Hedge Funds
