Filing Details

Accession Number:
0001140361-19-005189
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-03-19 12:27:19
Reporting Period:
2019-03-15
Accepted Time:
2019-03-19 12:27:19
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1013272 Norwood Financial Corp NWFL State Commercial Banks (6022) 232828306
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1192355 H John Sanders
717 Main St
Honesdale PA 18431
Senior Vice President No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-03-15 381 $17.93 381 No 4 M Direct
Common Stock Disposition 2019-03-15 381 $29.51 0 No 4 S Direct
Common Stock Acquisiton 2019-03-15 1,500 $19.39 1,500 No 4 M Direct
Common Stock Disposition 2019-03-15 1,500 $29.51 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Options Right-to-Buy Disposition 2019-03-15 381 $0.00 381 $17.93
Common Stock Options Right-to-Buy Disposition 2019-03-15 1,500 $0.00 1,500 $19.39
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
9,250 2014-12-31 2023-12-31 No 4 M Direct
7,750 2015-12-09 2024-12-09 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 375 Indirect LLC (25% Owner)
Common Stock 9,595 Indirect ESOP