Filing Details
- Accession Number:
- 0001678463-19-000027
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-03-18 21:34:02
- Reporting Period:
- 2019-03-14
- Accepted Time:
- 2019-03-18 21:34:02
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1678463 | Forterra Inc. | FRTA | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1383831 | Jeff Bradley | 511 E. John Carpenter Freeway Suite 600 Irving TX 75062 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2019-03-15 | 40,000 | $3.80 | 195,184 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Acquisiton | 2019-03-14 | 723,179 | $0.00 | 723,179 | $4.24 |
Common Stock | Restricted Stock Unit | Acquisiton | 2019-03-14 | 325,000 | $0.00 | 325,000 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
723,179 | 2029-03-14 | No | 4 | A | Direct | |
325,000 | No | 4 | A | Direct |
Footnotes
- The price reflects the weighted average purchase price.
- Stock Option vests in three equal installments on the first, second and third anniversaries of the grant date.
- Granted as compensation for services.
- Each restricted stock unit represents the right to receive, at settlement, one share of common stock.
- One-third of these restricted stock units are scheduled to vest on each of March 14, 2020; March 14, 2021; and March 14, 2022.