Filing Details
- Accession Number:
- 0001547903-19-000045
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-03-18 21:28:00
- Reporting Period:
- 2019-03-14
- Accepted Time:
- 2019-03-18 21:28:00
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1547903 | Nmi Holdings Inc. | NMIH | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1289111 | G James Jones | C/O Nmi Holdings, Inc. 2100 Powell Street, 12Th Fl. Emeryville CA 94608 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Shares, $0.01 Par Value Per Share | Acquisiton | 2019-03-14 | 12,500 | $10.00 | 103,694 | No | 4 | M | Direct | |
| Class A Common Shares, $0.01 Par Value Per Share | Disposition | 2019-03-14 | 12,500 | $26.16 | 91,194 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Shares, $0.01 Par Value Per Share | Stock Option (right to buy) | Disposition | 2019-03-14 | 12,500 | $0.00 | 12,500 | $10.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 25,313 | 2022-11-08 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Shares, $0.01 Par Value Per Share | 57,000 | Indirect | By James G. Jones and Maria F. Jones Revocable Trust |
| Class A Common Shares, $0.01 Par Value Per Share | 2,000 | Indirect | By Jennie K. Jones Irrevocable Living Trust, of which the reporting person is the sole trustee |
| Class A Common Shares, $0.01 Par Value Per Share | 2,000 | Indirect | By Jaime C. Jones Irrevocable Living Trust, of which the reporting person is the sole trustee |
Footnotes
- The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $26.1636. The range of sale prices on the transaction date was $26.15 to $26.18. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
- Represents 86,271 class A common shares and 4,923 unvested restricted stock units.
- The option vested in full on November 8, 2015.
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