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Home > Insider Trading > Filing (0001227025-19-000015)

Filing Details

Accession Number:: 0001227025-19-000015
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2019-03-18 20:15:06
Reporting Period:: 2019-03-15

Accepted Time:: 2019-03-18 20:15:06
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1227025	Neophotonics Corp	NPTN	Semiconductors & Related Devices (3674)	943253730

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1488795	Storrs Timothy Jenks	2911 Zanker Rd San Jose CA 95134	Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2019-03-15	16,999	$6.62	369,535	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	3,076	Indirect	As Trustee
Common Stock	8,500	Indirect	by Daughter1
Common Stock	7,507	Indirect	by Daughter2
Common Stock	3,798	Indirect	by Trust

Footnotes

Balance includes non-reportable acquisition of shares through the Company's 2010 Employee Stock Purchase Plan.
Represents shares held by the reporting person's child, Hana C. Jenks.
Represents shares held by the reporting person's child, Saya J. Jenks.
Represents shares held by Timothy S. Jenks and Atsuko K. Jenks Declaration of Trust dated January 7, 1996.