Filing Details
- Accession Number:
- 0001104659-19-015713
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-03-18 19:56:44
- Reporting Period:
- 2019-03-14
- Accepted Time:
- 2019-03-18 19:56:44
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1297184 | Amphastar Pharmaceuticals Inc. | AMPH | Pharmaceutical Preparations (2834) | 330702205 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1611148 | B. Jason Shandell | C/O Amphastar Pharmaceuticals, Inc. 11570 6Th Street Rancho Cucamonga CA 91730 | President And General Counsel | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2019-03-14 | 7,828 | $20.37 | 160,490 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2019-03-15 | 24,508 | $10.93 | 184,998 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-03-15 | 24,508 | $20.34 | 160,490 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2019-03-15 | 39,050 | $0.00 | 199,540 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2019-03-15 | 5,255 | $20.23 | 194,285 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2019-03-16 | 8,381 | $20.23 | 185,904 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2019-03-17 | 9,876 | $20.23 | 176,028 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | A | Direct | |
| No | 4 | F | Direct | |
| No | 4 | F | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2019-03-15 | 24,508 | $0.00 | 24,508 | $10.93 |
| Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2019-03-15 | 86,862 | $0.00 | 86,862 | $20.23 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 44,149 | 2023-07-05 | No | 4 | M | Direct | |
| 86,862 | 2029-03-15 | No | 4 | A | Direct |
Footnotes
- The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2018.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.73 to $20.64 inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.12 to $20.695, inclusive.
- The reported shares are represented by restricted stock units, or RSUs, which vest in four equal annual installments beginning on March 15, 2020.
- The reported shares were withheld to satisfy the reporting person's tax liability in connection with the vesting of RSUs.
- Shares subject to the option are fully vested and immediately exercisable.
- Shares subject to the option vest in four equal annual installments beginning on March 15, 2020.
Billionaire Hedge Funds
