Filing Details
- Accession Number:
- 0001437749-19-005207
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-03-18 18:03:32
- Reporting Period:
- 2019-03-18
- Accepted Time:
- 2019-03-18 18:03:32
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1094831 | Bgc Partners Inc. | BGCP | Security & Commodity Brokers, Dealers, Exchanges & Services (6200) | 134063515 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1583060 | A Linda Bell | C/O Bgc Partners, Inc. 499 Park Avenue New York NY 10022 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock, Par Value $0.01 Per Share | Disposition | 2019-03-18 | 17,887 | $5.70 | 6,098 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $5.670 to $5.715. The price reported above reflects the weighted-average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, BGC Partners, Inc. ("BGC Partners") or any security holder of BGC Partners, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1).
- The 6,098 shares of Class A common stock, par value $0.01 per share, of BGC Partners ("Class A common stock") are represented by 6,098 restricted stock units ("RSUs") granted under the BGC Partners, Inc. Seventh Amended and Restated Long Term Incentive Plan. Each RSU represents a contingent right to receive one share of Class A common stock. Of the 6,098 RSUs, 2,068 RSUs will vest on June 6, 2019, 2,015 RSUs will vest on June 20, 2019 and 2,015 RSUs will vest on June 20, 2020, in each case provided that the reporting person continues to serve as a member of the Board of Directors on such date.