Filing Details
- Accession Number:
- 0000899243-19-008129
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-03-18 16:14:56
- Reporting Period:
- 2019-03-15
- Accepted Time:
- 2019-03-18 16:14:56
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 5981 | American Vanguard Corp | AVD | Agricultural Chemicals (2870) | 952588080 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1570368 | John Rizzi | 4695 Macarthur Court, Ste 1200 Newport Beach CA 92660 | See Remarks | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-03-15 | 5,000 | $7.50 | 43,072 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-03-15 | 8,676 | $11.49 | 51,748 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-03-15 | 7,470 | $18.43 | 44,278 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (right to buy) | Acquisiton | 2019-03-15 | 5,000 | $0.00 | 5,000 | $7.50 |
| Common Stock | Stock Options (right to buy) | Acquisiton | 2019-03-15 | 8,676 | $0.00 | 8,676 | $11.49 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2013-12-10 | 2023-12-10 | No | 4 | M | Direct |
| 0 | 2017-12-30 | 2027-12-30 | No | 4 | M | Direct |
Footnotes
- Reporting person executed a cashless exercise and sale of stock options from two tranches.
Billionaire Hedge Funds
