Filing Details
- Accession Number:
- 0001209191-19-019950
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-03-18 14:55:02
- Reporting Period:
- 2019-03-15
- Accepted Time:
- 2019-03-18 14:55:02
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1021270 | Famous Daves Of America Inc | DAVE | Retail-Eating Places (5812) | 411782300 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1681614 | Kanen Wealth Management Llc | 10141 Sweet Bay Court Parkland FL 33076 | No | No | Yes | No | |
1681743 | David Kanen | 12701 Whitewater Dr Ste 190 Minnetonka MN 55343 | Yes | No | Yes | No | |
1688522 | Philotimo Fund, Lp | 5850 Coral Ridge Drive, Suite 309 Coral Springs FL 33076 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2019-03-15 | 210 | $6.00 | 295,562 | No | 4 | P | Indirect | The Philotimo Fund LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | The Philotimo Fund LLC |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,256,499 | Indirect | Kanen Wealth Management LLC |
Common Stock | 83,441 | Direct |
Footnotes
- Kanen Wealth Management LLC ("KWM") does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. The number reflected above excludes 83,441 shares held in Mr. Kanen's account as described in footnote 2 below.
- Mr. Kanen beneficially owns, pursuant to the beneficial ownership rules of Section 13(d) of the Securities Act of 1934, as amended, (the "Exchange Act"), 1,625,502 shares of Common Stock, which represents approximately 18% of the Issuer's outstanding shares of Common Stock. Pursuant to such beneficial ownership rules, Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the 1,339,940 shares of Common Stock held in customer accounts managed by KWM (including the 83,441 shares held in Mr. Kanen's account) and the 295,562 shares of Common Stock held by the Philotimo Fund LLC, of which KWM is the general partner. Mr. Kanen expressly disclaims such beneficial ownership except to the extent of his pecuniary interest therein. Mr. Kanen does not have a pecuniary interest under Section 16 of the Exchange Act in the shares of Common Stock held in customer accounts managed by KWM other than the 83,441 shares held in Mr. Kanen's account.
- Neither KWM, The Philotimo Fund, LP nor Mr. Kanen has any pecuniary interest in the purchase of these shares.