Filing Details

Accession Number:
0001493152-19-003510
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-03-18 06:02:57
Reporting Period:
2019-03-15
Accepted Time:
2019-03-18 06:02:57
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
946454 Ballantyne Strong Inc. BTN Photographic Equipment & Supplies (3861) 470587703
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1415593 D. Mark Roberson 11422 Miracle Hills Drive, Suite 300
Omaha NE 68154
Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-03-15 2,000 $1.94 52,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Options (Right to Buy) $2.25 2028-12-04 40,000 40,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2028-12-04 40,000 40,000 Direct
Footnotes
  1. Includes 50,000 restricted stock units granted pursuant to the 2017 Omnibus Equity Compensation Plan. The RSUs will vest 1/3 each year beginning on the first anniversary of the grant date, December 4, 2018.
  2. Stock Options granted under the Company's 2017 Omnibus Equity Compensation Plan. Stock Options become exercisable 1/5 each year beginning on the first anniversary of the grant date, December 4, 2018.