Filing Details
- Accession Number:
- 0001493152-19-003510
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-03-18 06:02:57
- Reporting Period:
- 2019-03-15
- Accepted Time:
- 2019-03-18 06:02:57
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
946454 | Ballantyne Strong Inc. | BTN | Photographic Equipment & Supplies (3861) | 470587703 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1415593 | D. Mark Roberson | 11422 Miracle Hills Drive, Suite 300 Omaha NE 68154 | Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2019-03-15 | 2,000 | $1.94 | 52,000 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options (Right to Buy) | $2.25 | 2028-12-04 | 40,000 | 40,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2028-12-04 | 40,000 | 40,000 | Direct |
Footnotes
- Includes 50,000 restricted stock units granted pursuant to the 2017 Omnibus Equity Compensation Plan. The RSUs will vest 1/3 each year beginning on the first anniversary of the grant date, December 4, 2018.
- Stock Options granted under the Company's 2017 Omnibus Equity Compensation Plan. Stock Options become exercisable 1/5 each year beginning on the first anniversary of the grant date, December 4, 2018.