Filing Details
- Accession Number:
- 0001209191-19-019873
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-03-15 20:34:23
- Reporting Period:
- 2019-03-08
- Accepted Time:
- 2019-03-15 20:34:23
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1372020 | Great Lakes Dredge & Dock Corp | GLDD | Heavy Construction Other Than Bldg Const - Contractors (1600) | 205336063 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1384117 | E David Simonelli | C/O Great Lakes Dredge &Amp; Dock Corp. 2122 York Road, 2Nd Floor Oak Brook IL 60523 | President - Dredging Division | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2019-03-08 | 64,677 | $0.00 | 324,621 | No | 4 | A | Direct | |
Common Stock | Acquisiton | 2019-03-08 | 14,591 | $0.00 | 339,212 | No | 4 | A | Direct | |
Common Stock | Disposition | 2019-03-08 | 20,007 | $8.30 | 319,205 | No | 4 | F | Direct | |
Common Stock | Disposition | 2019-03-11 | 2,933 | $8.30 | 316,272 | No | 4 | F | Direct | |
Common Stock | Disposition | 2019-03-13 | 10,000 | $8.23 | 306,272 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2019-03-13 | 25,500 | $8.24 | 331,772 | No | 4 | A | Direct | |
Common Stock | Disposition | 2019-03-14 | 12,500 | $8.15 | 324,393 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | A | Direct | |
No | 4 | F | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct | |
No | 4 | A | Direct | |
No | 4 | S | Direct |
Footnotes
- Represents restricted stock units awarded pursuant to satisfaction of performance conditions per the terms of the Special Incentive Program granted on March 8, 2018. These units vest on December 31, 2019.
- Represents shares awarded pursuant to satisfaction of performance conditions per the terms of Mr. Simonelli's performance-based restricted stock units granted on March 8, 2018.
- Represents restricted stock units that vest in three equal annual installments beginning on March 13, 2020.
- The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.12 to $8.17, inclusive. The reporting person undertakes to provide to Great Lakes Dredge & Dock Corporation, any security holder of Great Lakes Dredge & Dock Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- This filing also adds 5,121 shares of Common Stock acquired under the Company's Employee Stock Purchase Program.