Filing Details
- Accession Number:
- 0001046025-19-000051
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-03-15 18:22:10
- Reporting Period:
- 2019-03-14
- Accepted Time:
- 2019-03-15 18:22:10
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1046025 | Heritage Financial Corp | HFWA | Savings Institutions, Not Federally Chartered (6036) | 911857900 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1219983 | L Brian Vance | Po Box 1578 Olympia WA 98507 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2019-03-14 | 916 | $31.48 | 115,630 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-03-15 | 12,705 | $31.53 | 102,925 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2019-03-15 | 1,700 | $31.36 | 104,625 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-03-15 | 1,492 | $31.36 | 106,117 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-03-15 | 1,221 | $31.36 | 104,896 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Disposition | 2019-03-15 | 1,700 | $31.36 | 1,700 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2019-03-15 | 1,492 | $0.00 | 1,492 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,700 | 2020-03-15 | No | 4 | M | Direct | |
| 2,984 | 2021-03-15 | 2021-03-15 | No | 4 | M | Direct |
Footnotes
- RSU grant 2017
- Represents award pursuant to 2014 Omnibus Equity Plan; shares vest one third per year over a three year period. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting.
- RSU grant 2018
Billionaire Hedge Funds
