Filing Details
- Accession Number:
- 0000856982-19-000034
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-03-15 18:10:43
- Reporting Period:
- 2019-03-13
- Accepted Time:
- 2019-03-15 18:10:43
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
856982 | Merit Medical Systems Inc | MMSI | Surgical & Medical Instruments & Apparatus (3841) | 870447695 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1742555 | Jr. Raul Parra | 1600 West Merit Parkway South Jordan 84095 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, No Par Value | Acquisiton | 2019-03-13 | 180 | $59.64 | 463 | No | 4 | I | Indirect | By 401 (k) plan |
Common Stock, No Par Value | Acquisiton | 2019-03-14 | 1,000 | $12.06 | 1,000 | No | 4 | M | Direct | |
Common Stock, No Par Value | Acquisiton | 2019-03-14 | 1,000 | $17.27 | 2,000 | No | 4 | M | Direct | |
Common Stock, No Par Value | Acquisiton | 2019-03-14 | 1,000 | $16.05 | 3,000 | No | 4 | M | Direct | |
Common Stock, No Par Value | Acquisiton | 2019-03-14 | 2,000 | $44.80 | 5,000 | No | 4 | M | Direct | |
Common Stock, No Par Value | Disposition | 2019-03-14 | 5,000 | $60.20 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | I | Indirect | By 401 (k) plan |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-qualified stock options (right to buy) | Disposition | 2019-03-14 | 1,000 | $0.00 | 1,000 | $12.06 |
Common Stock | Non-qualified stock options (right to buy) | Disposition | 2019-03-14 | 1,000 | $0.00 | 1,000 | $17.27 |
Common Stock | Non-qualified stock options (right to buy) | Disposition | 2019-03-14 | 1,000 | $0.00 | 1,000 | $16.05 |
Common Stock | Non-qualified stock options (right to buy) | Disposition | 2019-03-13 | 2,000 | $0.00 | 2,000 | $44.80 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
1,000 | 2015-10-04 | 2021-10-04 | No | 4 | M | Direct |
1,000 | 2016-02-13 | 2022-02-13 | No | 4 | M | Direct |
2,000 | 2017-01-28 | 2023-01-28 | No | 4 | M | Direct |
8,000 | 2019-03-02 | 2025-03-02 | No | 4 | M | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Non-qualified stock options (right to buy) | $28.20 | 2018-04-14 | 2024-04-14 | 8,000 | 8,000 | Direct |
Common Stock | Non-qualified stock options (right to buy) | $55.73 | 2020-03-01 | 2026-03-01 | 30,000 | 30,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2024-04-14 | 8,000 | 8,000 | Direct |
2026-03-01 | 30,000 | 30,000 | Direct |
Footnotes
- The Reporting Person's sale of Merit Medical Systems, Inc.'s Common Stock reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934, to the extent of 180 shares, with the Reporting Person's purchase of 180 shares of Merit Medical Systems, Inc.'s common stock at a price of $59.64 per share on March 13, 2019. The Reporting Person paid Merit Medical Systems, Inc. $96.57, representing the full amount of the profit realized in connection with the short-swing transaction, less transaction costs.
- The price reported in Column 4 of Table 1 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.20 to $60.25, inclusive. The Reporting Person undertakes to provide to Merit Medical Systems, Inc., any security holder of Merit Medical Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- Becomes exercisable in equal annual installments of 20% commencing 10/04/2015.
- Becomes exercisable in equal annual installments of 20% commencing 02/03/2016.
- Becomes exercisable in equal annual installments of 20% commencing 01/28/2017.
- Becomes exercisable in equal annual installments of 20% commencing 04/14/2018.
- Becomes exercisable in equal annual installments of 20% commencing 03/02/2019.
- Becomes exercisable in equal annual installments of 20% commencing 03/01/2020.