Filing Details
- Accession Number:
- 0001209191-11-015486
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-03-04 15:31:40
- Reporting Period:
- 2011-03-03
- Filing Date:
- 2011-03-04
- Accepted Time:
- 2011-03-04 15:31:40
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 795212 | Trans World Entertainment Corp | TWMC | Retail-Record & Prerecorded Tape Stores (5735) | 141541629 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 949119 | Iii I Lloyd Miller | 4550 Gordon Drive Naples FL 34102 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2011-03-03 | 310,000 | $2.00 | 852,688 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,678,107 | Indirect | By Trust A-4 - Lloyd I. Miller |
| Common Stock | 1,990,291 | Indirect | By Milfam II L.P. |
| Common Stock | 112,791 | Indirect | By Trust A-3 - Lloyd I. Miller |
| Common Stock | 1,024,686 | Indirect | By Trust C - Lloyd I. Miller |
| Common Stock | 35,002 | Indirect | By Lloyd I. Miller, III, custodian under Florida UGMA for Alexandra B. Miller |
| Common Stock | 6,000 | Indirect | By Lloyd I. Miller, III, Trustee GST Catherine C. Miller |
| Common Stock | 6,000 | Indirect | By Lloyd I. Miller, III, Trustee GST Kimberly S. Miller |
| Common Stock | 6,000 | Indirect | By Lloyd I. Miller, III, Trustee GST Lloyd I. Miller |
| Common Stock | 12,031 | Indirect | By Susan F. Miller |
| Common Stock | 4,000 | Indirect | By Trust A-2 - Lloyd I. Miller |
Footnotes
- The price in Column 4 is a weighted average price. The prices actually paid ranged from $2.00 to $2.15 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range.
- The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchang Act of 1934 (the "Act") or otherwise, the beneficial owner of any equity securities covered by this filing.
Billionaire Hedge Funds
