Home > Insider Trading > Filing (0001567619-19-006987)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1351285	Rosetta Stone Inc	RST	()	4

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1040899	David Nierenberg	19605 Ne 8Th Street Camas WA 98607	Yes	No	No	No
1282685	D3 Family Fund, Lp	19605 Ne 8Th Street Camas WA 98607	Yes	No	No	No
1365745	D3 Family Bulldog Fund, Lp	19605 Ne 8Th Street Camas WA 98607	Yes	No	No	No
1770705	Ltd Haredale	19605 Ne 8Th Street Camas WA 98607	Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2019-03-13	34,197	$23.49	513,311	No	4	S	Indirect	By The D3 Family Bulldog Fund, LP
Common Stock	Disposition	2019-03-13	1,538	$23.49	21,542	No	4	S	Indirect	Haredale Ltd.
Common Stock	Disposition	2019-03-14	30,320	$22.72	482,991	No	4	S	Indirect	By The D3 Family Bulldog Fund, LP
Common Stock	Disposition	2019-03-14	1,329	$22.72	20,213	No	4	S	Indirect	Haredale Ltd.
Common Stock	Disposition	2019-03-15	19,978	$22.82	463,013	No	4	S	Indirect	By The D3 Family Bulldog Fund, LP
Common Stock	Disposition	2019-03-15	828	$22.82	19,385	No	4	S	Indirect	Haredale Ltd.

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	By The D3 Family Bulldog Fund, LP
No	4	S	Indirect	Haredale Ltd.
No	4	S	Indirect	By The D3 Family Bulldog Fund, LP
No	4	S	Indirect	Haredale Ltd.
No	4	S	Indirect	By The D3 Family Bulldog Fund, LP
No	4	S	Indirect	Haredale Ltd.

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	232,095	Indirect	By The D3 Family Fund, LP

Footnotes

The reporting person disclaims ownership of these securities except to the extent of the reporting person's pecuniary interest therein.
These shares were sold pursuant to standard re-balancing due to the applicable Funds' practices.
The DIII Offshore Fund, L.P. which was previously included as a Reporting Person hereunder, was dissolved as of the end of 2018. In connection with its dissolution 16,443 of the Shares previously held by the Offshore Fund were transferred to the Bulldog Fund and 23,080 of the Shares previously held by the Offshore Fund were transferred to the Managed Account.