Filing Details

Accession Number:
0001127602-19-011543
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-03-15 16:01:05
Reporting Period:
2019-03-11
Accepted Time:
2019-03-15 16:01:05
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1705843 Calyxt Inc. CLXT () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1604049 J Yves Ribeill 2800 Mount Ridge Road
Roseville MN 55113
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Restricted Stock Units Disposition 2019-03-11 5,000 $17.39 55,000 No 4 S Direct
Restricted Stock Units Disposition 2019-03-12 5,000 $16.76 50,000 No 4 S Direct
Restricted Stock Units Disposition 2019-03-13 5,000 $16.08 45,000 No 4 S Direct
Restricted Stock Units Disposition 2019-03-14 4,980 $16.33 40,020 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (Right to Buy) $17.10 2028-08-21 180,000 180,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2028-08-21 180,000 180,000 Direct
Footnotes
  1. The award of restricted stock units with respect to Calyxt, Inc. common stock was granted on August 21, 2018 and vested 33.3% on October 10, 2018, with 33.3% vesting on October 10, 2019, and 33.4% vesting on October 10, 2020.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.665 to $17.79, inclusive. The reporting person undertakes to provide Calyxt, Inc., any security holder of Calyxt, Inc., or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.19 to $16.99, inclusive. The reporting person undertakes to provide Calyxt, Inc., any security holder of Calyxt, Inc., or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3) to this Form 4.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.76 to $16.365, inclusive. The reporting person undertakes to provide Calyxt, Inc., any security holder of Calyxt, Inc., or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (4) to this Form 4.
  5. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.82 to $16.85, inclusive. The reporting person undertakes to provide Calyxt, Inc., any security holder of Calyxt, Inc., or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (5) to this Form 4.
  6. The award of stock options with respect to Calyxt, Inc. common stock, which was previously reported on a Form 4, was granted on August 21, 2018. The vesting schedule with respect to such stock options was subsequently accelerated such that 33.3% of the stock options vested on October 10, 2018, with 33.3% vesting on October 10, 2019 and 33.4% vesting on October 10, 2020.