Filing Details
- Accession Number:
- 0001495158-19-000003
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-03-14 21:21:32
- Reporting Period:
- 2019-03-12
- Accepted Time:
- 2019-03-14 21:21:32
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1318605 | Tesla Inc. | TSLA | Motor Vehicles & Passenger Car Bodies (3711) | 912197729 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1495158 | J. Antonio Gracias | C/O Tesla, Inc. 3500 Deer Creek Road Palo Alto CA 94304 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-03-12 | 6,800 | $29.66 | 16,792 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-03-12 | 400 | $29.66 | 17,192 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-03-12 | 1,290 | $281.82 | 15,902 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-03-12 | 3,110 | $283.01 | 12,792 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-03-12 | 2,080 | $283.69 | 10,712 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-03-12 | 1,410 | $284.67 | 9,302 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-03-12 | 400 | $285.87 | 8,902 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-03-12 | 100 | $287.03 | 8,802 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2019-03-13 | 7,200 | $29.66 | 16,002 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-03-13 | 1,190 | $283.47 | 14,812 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-03-13 | 1,400 | $286.45 | 13,412 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-03-13 | 2,800 | $287.41 | 10,612 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-03-13 | 1,500 | $288.60 | 9,112 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-03-13 | 700 | $289.79 | 8,412 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-03-13 | 700 | $291.06 | 7,712 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-03-13 | 100 | $291.67 | 7,612 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2019-03-12 | 6,800 | $0.00 | 6,800 | $29.66 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2019-03-12 | 400 | $0.00 | 400 | $29.66 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2019-03-13 | 7,200 | $0.00 | 7,200 | $29.66 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 51,000 | 2019-06-12 | No | 4 | M | Direct | |
| 50,600 | 2019-06-12 | No | 4 | M | Direct | |
| 43,400 | 2019-06-12 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 271,778 | Indirect | by AJG Growth Fund |
| Common Stock | 4,253 | Indirect | by VEM II |
Footnotes
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 5, 2018.
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $281.310 to $282.250, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $282.340 to $283.330, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $283.360 to $284.255, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $284.390 to $285.125, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $285.400 to $286.090, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $283.200 to $283.640, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $286.000 to $286.960, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $287.000 to $287.860, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $288.200 to $288.995, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $289.400 to $290.150, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $290.520 to $291.320, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- These shares are owned directly by AJG Growth Fund LLC. The reporting person is the manager of AJG Growth Fund LLC and may be deemed to have an indirect pecuniary interest in the shares owned by AJG Growth Fund LLC. The reporting person disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein.
- These shares are owned directly by Valor Equity Management II, LP. The reporting person is the manager of Valor Equity Management II, LP and may be deemed to have an indirect pecuniary interest in the shares owned by Valor Equity Management II, LP. The reporting person disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein.
- 1/24th of the shares granted became vested and exercisable as of each monthly anniversary beginning on July 8, 2013, such that all shares subject to the Option were fully vested and exercisable by June 8, 2015.
- This stock option award is a triennial equity award granted pursuant to the Company's 2010 Equity Incentive Plan and Outside Director Compensation Policy. 1/36th of the shares granted became vested and exercisable as of each monthly anniversary beginning on July 12, 2012, such that all shares subject to the Option became fully vested and exercisable by June 12, 2015.
Billionaire Hedge Funds
