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Home > Insider Trading > Filing (0001615774-19-004074)

Filing Details

Accession Number:: 0001615774-19-004074
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2019-03-14 20:44:49
Reporting Period:: 2019-03-14

Accepted Time:: 2019-03-14 20:44:49
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1464790	B. Riley Financial Inc.	RILY	Services-Business Services, Nec (7389)	270223495

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1746643	Andrew Moore	C/O B. Riley Financial, Inc. 21255 Burbank Boulevard Suite 400 Woodland Hills CA 91367	Ceo Of B. Riley Fbr, Inc.	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2018-12-31	1,091	$12.07	101,916	No	5	A	Direct
Common Stock	Acquisiton	2019-03-14	10,000	$16.97	111,916	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	5	A	Direct
No	4	P	Direct

Footnotes

Represents shares acquired under the provisions of the B. Riley Financial, Inc. 2018 Employee Stock Purchase Plan on December 31, 2018 in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).