Filing Details
- Accession Number:
- 0001547903-19-000041
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-03-14 18:39:04
- Reporting Period:
- 2019-03-12
- Accepted Time:
- 2019-03-14 18:39:04
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1547903 | Nmi Holdings Inc. | NMIH | Surety Insurance (6351) | 454914248 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1591042 | L Patrick Mathis | C/O Nmi Holdings, Inc. 2100 Powell Street, 12Th Fl. Emeryville CA 94608 | Evp, Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Shares, $0.01 Par Value Per Share | Acquisiton | 2019-03-12 | 20,700 | $8.50 | 81,650 | No | 4 | M | Direct | |
| Class A Common Shares, $0.01 Par Value Per Share | Acquisiton | 2019-03-12 | 33,418 | $11.10 | 115,068 | No | 4 | M | Direct | |
| Class A Common Shares, $0.01 Par Value Per Share | Disposition | 2019-03-12 | 54,118 | $25.98 | 60,950 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Shares, $0.01 Par Value Per Share | Stock Option (right to buy) | Disposition | 2019-03-12 | 20,700 | $0.00 | 20,700 | $8.50 |
| Class A Common Shares, $0.01 Par Value Per Share | Stock Option (right to buy) | Disposition | 2019-03-12 | 33,418 | $0.00 | 33,418 | $11.10 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2025-02-12 | No | 4 | M | Direct | |
| 16,709 | 2027-02-09 | No | 4 | M | Direct |
Footnotes
- The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sales price of $25.9811. The range of sale prices on the transaction date was $25.68 to $26.15. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
- Represents 18,374 class A common shares and 42,576 unvested restricted stock units.
- The option vested in full on February 12, 2018.
- The option vests in three equal annual installments beginning on February 9, 2018.
Billionaire Hedge Funds
