Filing Details
- Accession Number:
- 0001225208-11-008746
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-03-04 14:25:24
- Reporting Period:
- 2011-03-02
- Filing Date:
- 2011-03-04
- Accepted Time:
- 2011-03-04 14:25:24
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
720005 | Raymond James Financial Inc | RJF | Security Brokers, Dealers & Flotation Companies (6211) | 591517485 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1422342 | M Steven Raney | 880 Carillon Parkway St. Petersburg FL 33716 | President & Ceo Rjbank | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-03-02 | 165 | $32.09 | 13,806 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 647 | Indirect | ESOP |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | $25.28 | 2015-01-24 | 1,000 | 1,000 | Direct | |
Common Stock | Employee Stock Option (right to buy) | $25.28 | 2016-01-24 | 25,000 | 25,000 | Direct | |
Common Stock | Employee Stock Option (right to buy) | $30.44 | 2010-11-27 | 2013-01-27 | 7,500 | 7,500 | Direct |
Common Stock | Restricted Stock Units | $0.00 | 2013-12-15 | 2013-12-15 | 391 | 391 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2015-01-24 | 1,000 | 1,000 | Direct |
2016-01-24 | 25,000 | 25,000 | Direct |
2013-01-27 | 7,500 | 7,500 | Direct |
2013-12-15 | 391 | 391 | Direct |
Footnotes
- Shares purchased through the Company's ESPP
- Includes number of shares acquired under ESOP through March 1, 2011.
- Options becoming exercisable - 600 on 11/24/2012, 200 on 11/24/2013, 200 on 11/24/2014
- Options becoming exercisable - 15,000 on 11/24/2012, 2,090 on 11/24/2013, 3,955 on 11/24/2014, 3,955 on 01/24/2015
- Options currently exercisable - 3,225; Options becoming exercisable - 2,775 on 11/27/2011 and 1,500 on 11/27/2012
- Each restricted stock unit represents a contingent right to receive one share of RJF common stock upon vesting.