Filing Details
- Accession Number:
- 0001209191-19-019477
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2019-03-14 16:42:04
- Reporting Period:
- 2019-03-10
- Accepted Time:
- 2019-03-14 16:42:04
- Original Submission Date:
- 2019-03-13
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1020214 | Cerus Corp | CERS | Surgical & Medical Instruments & Apparatus (3841) | 680262011 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1377258 | Mariner William Greenman | C/O Cerus Corporation 2550 Stanwell Drive Concord CA 94520 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-03-10 | 22,500 | $0.00 | 574,052 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-03-12 | 7,781 | $6.48 | 566,271 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2019-03-12 | 28,125 | $0.00 | 594,396 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-03-13 | 10,619 | $5.90 | 583,777 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2019-03-12 | 71,667 | $0.00 | 655,444 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-03-13 | 27,059 | $5.90 | 628,385 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Unit | Disposition | 2019-03-10 | 22,500 | $0.00 | 22,500 | $0.00 |
| Common Stock | Restricted Stock Unit | Disposition | 2019-03-12 | 28,125 | $0.00 | 28,125 | $0.00 |
| Common Stock | Restricted Stock Unit | Disposition | 2019-03-12 | 71,667 | $0.00 | 71,667 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | M | Direct | ||
| 28,125 | No | 4 | M | Direct | ||
| 143,333 | No | 4 | M | Direct |
Footnotes
- Each restricted stock unit represents a contingent right to receive one (1) share of Cerus Common Stock.
- Includes 1,951 shares purchased under Issuer's Employee Stock Purchase Plan on 02/28/19.
- Represents the number of shares required to be sold to cover the statutory tax withholding obligations and corresponding brokerage fee in connection with the vesting of the restricted stock units listed in Table II. This sale is mandated by the election to satisfy the minimum statutory tax withholding obligations through a "sell to cover" transaction and does not represent a discretionary sale by the reporting person.
- The restricted stock unit vests in three equal annual installments beginning on March 10, 2017.
- Not applicable.
- The restricted stock unit vests in three equal annual installments beginning on March 12, 2018.
- The restricted stock unit vests in three equal annual installments beginning on March 12, 2019.
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