Filing Details
- Accession Number:
- 0001179110-19-003857
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-03-14 16:25:19
- Reporting Period:
- 2019-03-12
- Accepted Time:
- 2019-03-14 16:25:19
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
911177 | Casella Waste Systems Inc | CWST | Refuse Systems (4953) | 030338873 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1055353 | R Douglas Casella | 25 Greens Hill Lane C/O Casella Waste Systems, Inc. Rutland VT 05702 | Vice Chairman, Bd Of Directors | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2019-03-12 | 32,796 | $34.15 | 676,899 | No | 4 | S | Direct | |
Class A Common Stock | Acquisiton | 2019-03-12 | 4,784 | $0.00 | 681,683 | No | 4 | A | Direct | |
Class A Common Stock | Disposition | 2019-03-13 | 531 | $34.18 | 681,152 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2019-03-14 | 1,165 | $34.16 | 679,987 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | A | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class B Common Stock | 494,100 | Direct |
Footnotes
- Represents the weighted average sales price for shares sold in multiple transactions, ranging from $34.00 to $34.28. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of such issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
- Represents the award of Restricted Stock Units (RSUs) under the Casella Waste Systems, Inc. 2016 Incentive Plan. Each RSU represents a contingent right to receive one share of Casella's Class A Common Stock. RSUs vest in three equal installments beginning on March 12, 2020.
- Represents the automatic sale of shares of stock for tax withholding purposes pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2016, in connection with the vesting of RSUs on March 12, 2019.
- Represents the weighted average sales price for shares sold in multiple transactions, ranging from $33.95 to $34.27. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.