Filing Details
- Accession Number:
- 0001144204-19-013796
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-03-14 06:02:23
- Reporting Period:
- 2019-03-12
- Accepted Time:
- 2019-03-14 06:02:23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1023024 | Ani Pharmaceuticals Inc | ANIP | Pharmaceutical Preparations (2834) | 582301143 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1579464 | W Robert Schrepfer | C/O Ani Pharmaceuticals, Inc. 210 Main Street West Baudette MN 56623 | Svp - New Bus Dev & Spec Sales | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-03-12 | 5,642 | $28.76 | 53,484 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-03-12 | 5,642 | $64.44 | 47,842 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2019-03-12 | 1,503 | $33.00 | 49,345 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-03-12 | 1,503 | $64.50 | 47,842 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2019-03-13 | 4,651 | $33.00 | 52,493 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-03-13 | 4,651 | $64.43 | 47,842 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option to Purchase | Disposition | 2019-03-12 | 5,642 | $0.00 | 0 | $28.76 |
| Common Stock | Option to Purchase | Disposition | 2019-03-12 | 1,503 | $0.00 | 1,503 | $33.00 |
| Common Stock | Option to Purchase | Disposition | 2019-03-13 | 4,651 | $0.00 | 4,651 | $33.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 608 | 2024-08-19 | No | 4 | M | Direct | |
| 8,497 | 2024-03-31 | No | 4 | M | Direct | |
| 3,846 | 2024-03-31 | No | 4 | M | Direct |
Footnotes
- Option vests and are exercisable over a four year period beginning on the first anniversary of the August 20, 2014.
- Option vests and are exercisable over a four year period beginning on the first anniversary of the April 1, 2014.
Billionaire Hedge Funds
