Filing Details

Accession Number:
0001567619-19-006792
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-03-13 17:45:06
Reporting Period:
2019-03-11
Accepted Time:
2019-03-13 17:45:06
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1314727 Sonos Inc SONO () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1229872 Michael Giannetto C/O Sonos, Inc.
614 Chapala Street
Santa Barbara CA 93101
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-03-11 30,000 $5.00 30,000 No 4 M Direct
Common Stock Disposition 2019-03-11 5,000 $10.00 25,000 No 4 S Direct
Common Stock Disposition 2019-03-11 25,000 $9.92 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2019-03-11 30,000 $0.00 30,000 $5.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
19,230 2023-06-30 No 4 M Direct
Footnotes
  1. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.
  2. Represents the aggregate of sales effected on the same day at different prices.
  3. Represents the weighted average sales price per share. The shares sold at prices ranging from $9.80 to $10.04 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
  4. The stock option is fully vested and immediately exercisable.