Filing Details
- Accession Number:
- 0000726958-19-000016
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-03-13 17:33:10
- Reporting Period:
- 2019-03-13
- Accepted Time:
- 2019-03-13 17:33:10
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 726958 | Caseys General Stores Inc | CASY | Retail-Auto Dealers & Gasoline Stations (5500) | 420935283 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1197447 | W Terry Handley | One Se Convenience Blvd. Ankeny IA 50021 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-03-13 | 5,000 | $44.39 | 36,945 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-03-13 | 5,000 | $130.05 | 31,945 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option - right to buy | Disposition | 2019-03-13 | 5,000 | $0.00 | 5,000 | $44.39 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 8,106 | 2014-06-23 | 2021-06-23 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 11,870 | Indirect | Voting and tender rights under 401k plan |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted stock units | $0.00 | 6,000 | 6,000 | Direct | ||
| Common Stock | Restricted stock units | $0.00 | 3,250 | 3,250 | Direct | ||
| Common Stock | Restricted stock units | $0.00 | 3,308 | 3,308 | Direct | ||
| Common Stock | Restricted stock units | $0.00 | 3,590 | 3,590 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 6,000 | 6,000 | Direct | |
| 3,250 | 3,250 | Direct | |
| 3,308 | 3,308 | Direct | |
| 3,590 | 3,590 | Direct |
Footnotes
- The price reported is a weighted average price provided by the broker. These shares were sold in multiple transactions at prices ranging from $129.71 to $130.70. Mr. Handley undertakes to provide to Casey's General Store, Inc., any security holder thereof, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Allocated to Mr. Handley's 401k account as of April 30, 2018. Does not include any shares allocated by the plan trustee after that date.
- Pursuant to terms and conditions of 2009 Stock Incentive Plan.
- Pursuant to a Restricted Stock Units Agreement dated as of April 12, 2016, executed in conjunction with Mr. Handley's employment agreement of the same date. These units vest over a 5-year period, commencing on May 1, 2017 and thereafter on each May 1 of the following 4 years, at the rate of 2,000 units (20% of the total units awarded) per year.
- Each restricted stock unit represents the right to receive, following vesting, one share of Common Stock.
- Pursuant to terms and conditions of 2009 Stock Incentive Plan. This award will vest in full on June 2, 2019.
- Pursuant to terms and conditions of 2009 Stock Incentive Plan. This award will vest in full on June 15, 2020. Not included in the reported award amount is a target amount of performance-based restricted stock units that will vest on June 15, 2020, but which are subject to the satisfaction of certain performance criteria other than solely the price of Casey's Common Stock; the final amount of shares earned, if any, will be reported upon vest and satisfaction of those performance measures.
- Pursuant to terms and conditions of 2009 Stock Incentive Plan. This award will vest in full on June 15, 2021. Not included in the reported award amount is a target amount of performance-based restricted stock units that will vest on June 15, 2021, but which are subject to the satisfaction of certain performance criteria other than solely the price of Casey's Common Stock; the final amount of shares earned, if any, will be reported upon vest and satisfaction of those performance measures.
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