Home > Insider Trading > Filing (0001231205-19-000069)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
40545	General Electric Co	GE	Electronic & Other Electrical Equipment (No Computer Equip) (3600)	140689340

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1752122	Russell Stokes	General Electric Company 41 Farnsworth Street Boston MA 02210	Senior Vice President	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2019-03-11	52,019	$9.20	265,986	No	4	M	Direct
Common Stock	Disposition	2019-03-11	49,904	$9.93	216,082	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (right to buy)	Disposition	2019-03-11	52,019	$0.00	52,019	$9.20

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2010-03-12	2019-03-12	No	4	M	Direct

Footnotes

The transactions reported on this Form 4 were effected by a broker-dealer pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.
Equity incentive awards were adjusted following the spin-off and merger of GE Transportation with Wabtec Corporation to reflect an anti-dilution factor.
The shares were sold to cover the exercise price, tax withholding obligations, broker commissions and fees for the exercised stock options.
The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $9.89 to $10.00, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.