Filing Details
- Accession Number:
- 0001181580-19-000007
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-03-13 16:19:26
- Reporting Period:
- 2019-03-11
- Accepted Time:
- 2019-03-13 16:19:26
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 819913 | Hallmark Financial Services Inc | HALL | Insurance Carriers, Nec (6399) | 870447375 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1239429 | T Scott Berlin | 7500 Northfield Road Walton Hills OH 44146 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2019-03-11 | 4,900 | $10.52 | 5,100 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-03-12 | 2,549 | $10.53 | 2,551 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-03-13 | 2,301 | $10.43 | 250 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2019-03-13 | 15,000 | $6.61 | 15,250 | No | 4 | M | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | EMPLOYEE STOCK OPTION (RIGHT TO BUY) | Disposition | 2019-03-13 | 15,000 | $0.00 | 15,000 | $6.61 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2009-10-02 | 2019-04-01 | No | 4 | M | Direct |
Footnotes
- Represents the weighted average purchase price of transactions effected at prices ranging from $10.50 per share to $10.56 per share. Upon written request by the SEC, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- Represents the weighted average purchase price of transactions effected at prices ranging from $10.50 per share to $10.58 per share. Upon written request by the SEC, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- Represents the weighted average purchase price of transactions effected at prices ranging from $10.34 per share to $10.53 per share. Upon written request by the SEC, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- Represents director stock options.
Billionaire Hedge Funds
