Filing Details
- Accession Number:
- 0001590541-19-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-03-13 11:28:38
- Reporting Period:
- 2019-03-11
- Accepted Time:
- 2019-03-13 11:28:38
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1069533 | Rgc Resources Inc | RGCO | Natural Gas Transmisison & Distribution (4923) | 541909697 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1590541 | Jr James C Shockley | P.o. Box 13007 Roanoke VA 24030 | Vp & Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-03-11 | 14 | $12.63 | 6,842 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-03-11 | 14 | $28.00 | 6,828 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2019-03-12 | 116 | $12.63 | 6,944 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-03-12 | 116 | $28.00 | 6,828 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Options | Disposition | 2019-03-11 | 14 | $0.00 | 14 | $12.63 |
| Common Stock | Employee Stock Options | Disposition | 2019-03-12 | 116 | $0.00 | 116 | $12.63 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,585 | 2014-06-06 | 2023-12-06 | No | 4 | M | Direct |
| 1,469 | 2014-06-06 | 2023-12-06 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Options | $14.40 | 2015-06-04 | 2024-12-04 | 4,500 | 4,500 | Direct |
| Common Stock | Employee Stock Options | $14.15 | 2016-06-03 | 2025-12-03 | 4,500 | 4,500 | Direct |
| Common Stock | Employee Stock Options | $16.37 | 2017-06-08 | 2026-12-08 | 4,500 | 4,500 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2024-12-04 | 4,500 | 4,500 | Direct |
| 2025-12-03 | 4,500 | 4,500 | Direct |
| 2026-12-08 | 4,500 | 4,500 | Direct |
Footnotes
- Exercise of options granted 12/06/2013.
- Includes 2.667 shares purchased through dividends reinvested in the RGC Resources, Inc. Dividend Reinvestment Stock Purchase Plan and 13.042 restricted shares purchased 02/01/2019 through dividends reinvested in the RGC Resources, Inc. Restricted Stock Plan.
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