Filing Details
- Accession Number:
- 0001209191-11-015392
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-03-04 11:06:49
- Reporting Period:
- 2011-03-03
- Filing Date:
- 2011-03-04
- Accepted Time:
- 2011-03-04 11:06:49
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1011064 | Sunrise Senior Living Inc | SRZ | Services-Nursing & Personal Care Facilities (8050) | 541746596 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1501357 | David Haddock | 7900 Westpark Drive Mclean VA 22102 | General Counsel & Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-03-03 | 33,333 | $1.37 | 33,333 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-03-03 | 33,333 | $11.37 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-03-03 | 13,333 | $0.77 | 13,333 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-03-03 | 13,333 | $11.37 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-03-03 | 10,000 | $4.35 | 10,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-03-03 | 10,000 | $11.37 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2011-03-03 | 33,333 | $0.00 | 33,333 | $1.37 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2011-03-03 | 13,333 | $0.00 | 13,333 | $0.77 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2011-03-03 | 10,000 | $0.00 | 10,000 | $4.35 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 16,667 | 2018-12-23 | No | 4 | M | Direct | |
| 6,667 | 2019-02-25 | No | 4 | M | Direct | |
| 20,000 | 2019-11-04 | No | 4 | M | Direct |
Footnotes
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.35 to $11.44, inclusive. The reporting person undertakes to provide to Sunrise Senior Living, Inc. ("Sunrise"), any security holder of Sunrise, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
- The option vested in two equal installments on December 23, 2009 and December 23, 2010.
- The option vested in two equal installments on February 25, 2010 and February 25, 2011.
- The option vested on November 4, 2010.
Billionaire Hedge Funds
