Home > Insider Trading > Filing (0001596783-19-000023)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1596783	Catalent Inc.	CTLT	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1417430	Lance Miyamoto	C/O Catalent, Inc. 14 Schoolhouse Road Somerset NJ 08873	Svp, Human Resources	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2019-03-07	35,000	$18.71	81,799	No	4	M	Direct
Common Stock	Disposition	2019-03-07	22,140	$42.64	59,659	No	4	F	Direct
Common Stock	Acquisiton	2019-03-07	13,540	$18.71	73,199	No	4	M	Direct
Common Stock	Disposition	2019-03-07	9,114	$42.64	64,085	No	4	F	Direct
Common Stock	Acquisiton	2019-03-07	11,690	$18.71	75,775	No	4	M	Direct
Common Stock	Disposition	2019-03-07	8,362	$42.64	67,413	No	4	F	Direct
Common Stock	Acquisiton	2019-03-07	63,380	$12.14	130,793	No	4	M	Direct
Common Stock	Disposition	2019-03-07	40,375	$42.64	90,418	No	4	F	Direct
Common Stock	Disposition	2019-03-07	43,500	$42.49	46,918	No	4	S	Direct
Common Stock	Disposition	2019-03-07	119	$42.55	46,799	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	F	Direct
No	4	M	Direct
No	4	F	Direct
No	4	M	Direct
No	4	F	Direct
No	4	M	Direct
No	4	F	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Options to purchase Common Stock	Disposition	2019-03-07	35,000	$0.00	35,000	$18.71
Common Stock	Options to purchase Common Stock	Disposition	2019-03-07	13,540	$0.00	13,540	$18.71
Common Stock	Options to purchase Common Stock	Disposition	2019-03-07	11,690	$0.00	11,690	$18.71
Common Stock	Options to purchase Common Stock	Disposition	2019-03-07	63,380	$0.00	63,380	$12.14

Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
	2023-06-25	No	4	M	Direct
2016-09-09	2023-06-25	No	4	M	Direct
	2023-06-25	No	4	M	Direct
	2021-03-14	No	4	M	Direct

Footnotes

Includes restricted stock units.
Volume-weighted average price. These shares were sold in multiple transactions at prices ranging from $42.40 to $42.76, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
On June 25, 2013, the reporting person was granted an option to purchase 35,000 shares of common stock of the Issuer, which vested and became exercisable in five equal annual installments beginning on June 30, 2014.
On June 25, 2013, the reporting person was granted an option to purchase 11,690 shares of common stock of the Issuer, which vested and became exercisable in five equal annual installments based on satisfaction of certain performance-based vesting criteria for each of the fiscal years ending June 30, 2014 through June 30, 2018.
On March 14, 2011, the reporting person was granted an option to purchase common stock of the Issuer, which option began to vest and become exercisable upon the passage of time and, in certain cases, the satisfaction of performance criteria beginning March 14, 2012.