Filing Details
- Accession Number:
- 0001280263-19-000016
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-03-11 18:31:05
- Reporting Period:
- 2019-03-07
- Accepted Time:
- 2019-03-11 18:31:05
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1280263 | Ambarella Inc | AMBA | Semiconductors & Related Devices (3674) | 980459628 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1602676 | Yun-Lung Chen | 3101 Jay Street Santa Clara CA 95054 | Vp, Business Development | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Acquisiton | 2019-03-08 | 2,037 | $3.20 | 27,511 | No | 4 | M | Direct | |
| Ordinary Shares | Disposition | 2019-03-08 | 6,320 | $41.28 | 21,191 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Ordinary Shares | Non-Qualified Stock Option (right to buy) | Disposition | 2019-03-08 | 2,037 | $0.00 | 2,037 | $3.20 |
| Ordinary Shares | Performance Stock Units | Acquisiton | 2019-03-07 | 8,492 | $0.00 | 8,492 | $0.00 |
| Ordinary Shares | Restricted Stock Units | Acquisiton | 2019-03-07 | 8,492 | $0.00 | 8,492 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2019-07-08 | No | 4 | M | Direct | |
| 8,492 | 2022-03-15 | No | 4 | A | Direct | |
| 8,492 | 2022-03-15 | No | 4 | A | Direct |
Footnotes
- The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $41.1150 to $41.4000 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
- Shares subject to the option vest monthly over four years beginning on August 1, 2009.
- Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.
- Reporting person was granted an award of performance-based RSUs covering a target of 8,492 ordinary shares (the "Target RSU Number"). Pursuant to time-based vesting requirements, 100% of this award is scheduled to vest on March 15, 2022, subject to continued service requirements through such date. In addition, the number of shares subject to the RSUs may be increased or decreased by up to 100% of the Target RSU Number or may remain the same, based on attainment of specified levels of the Company's total stockholder return over the period of February 1, 2019 through January 31, 2022.
- The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2019.
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