Home > Insider Trading > Filing (0001127602-19-010862)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1535929	Voya Financial Inc.	VOYA	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1237581	D Kevin Silva	230 Park Avenue New York NY 10169	See Remarks	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2019-03-07	26,445	$0.00	37,622	No	4	M	Direct
Common Stock	Disposition	2019-03-07	12,952	$49.10	24,670	No	4	F	Direct
Common Stock	Disposition	2019-03-08	6,746	$48.24	17,924	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	F	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Restricted Stock Units	Disposition	2019-03-07	4,500	$0.00	4,500	$0.00
Common Stock	Performance Stock Unit	Disposition	2019-03-07	16,500	$0.00	21,945	$1.33

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
19,642			No	4	M	Direct
39,688			No	4	M	Direct

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Performance-Based Stock Options	$0.00			158,574	158,574	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
	158,574	158,574	Direct

Footnotes

Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation.
This transaction was executed in multiple trades at prices ranging from $48.2000 to $48.2950. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.
The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.
The options vest based on the conditions set forth in their respective agreements.