Filing Details

Accession Number:
0001214659-19-002038
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-03-11 17:27:14
Reporting Period:
2019-03-07
Accepted Time:
2019-03-11 17:27:14
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
921582 Imax Corp IMAX Photographic Equipment & Supplies (3861) 980140269
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1255900 D Robert Lister 902 Broadway
20Th Floor
New York NY 10010-6002
Chief Legal & Sr Exec Vp No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Acquisiton 2019-03-07 6,213 $0.00 45,376 No 4 M Direct
Common Shares Acquisiton 2019-03-07 7,363 $0.00 52,739 No 4 M Direct
Common Shares Acquisiton 2019-03-07 8,089 $0.00 60,828 No 4 M Direct
Common Shares Acquisiton 2019-03-07 12,590 $0.00 73,418 No 4 M Direct
Common Shares Disposition 2019-03-08 19,052 $22.43 54,366 No 4 S Direct
Common Shares Acquisiton 2019-03-08 25,715 $20.25 80,081 No 4 C Direct
Common Shares Disposition 2019-03-08 25,715 $22.31 54,366 No 4 S Direct
Common Shares Disposition 2019-03-11 15,000 $23.08 39,366 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 C Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Shares restricted share units Disposition 2019-03-07 6,213 $0.00 6,213 $0.00
Common Shares restricted share units Disposition 2019-03-07 7,363 $0.00 7,363 $0.00
Common Shares restricted share units Disposition 2019-03-07 8,089 $0.00 8,089 $0.00
Common Shares restricted share units Disposition 2019-03-07 12,590 $0.00 12,590 $0.00
Common Shares restricted share units Acquisiton 2019-03-07 46,687 $0.00 46,687 $0.00
Common Shares stock options (to buy) Acquisiton 2019-03-07 50,143 $22.49 50,143 $22.49
Common Shares stock options (to buy) Disposition 2019-03-08 25,715 $20.25 25,715 $20.25
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 M Direct
7,362 No 4 M Direct
16,179 No 4 M Direct
37,769 No 4 M Direct
46,687 No 4 A Direct
50,143 2026-03-07 No 4 A Direct
0 2015-01-09 2019-03-09 No 4 C Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Shares (Opening Balance) 39,163 Direct
Footnotes
  1. Represents the conversion upon vesting of restricted share units into common shares.
  2. Mr. Lister is reporting the sale of common shares to satisfy the tax withholding obligations in connection with the delivery of common shares upon conversion of the restricted share unit
  3. Each restricted share unit represents a contingent right to receive one common share of IMAX Corporation.
  4. Each restricted share unit is the economic equivalent of one common share of IMAX Corporation.
  5. The restricted share units vest and will be converted to common shares in four equal installments on each of the first four anniversaries of the grant date.
  6. This represents the number of restricted share units or stock options for this transaction only. Mr. Lister's aggregate remaining outstanding option, restricted share unit and common share balances following these transactions will be 343,984; 107,997 and 39,366 respectively.
  7. The restricted share units vest and will be converted to common shares in four installments 11,671 on each of March 7, 2020; March 7, 2021 and March 7, 2022 and 11,674 on March 7, 2013.
  8. The stock options will become exercisable in 4 installments: 12,535 on each of March 7, 2020; March 7, 2021 and March 7, 2022 and 12,538 on March 7, 2023.