Filing Details
- Accession Number:
- 0001127602-19-010791
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-03-11 16:18:56
- Reporting Period:
- 2019-03-07
- Accepted Time:
- 2019-03-11 16:18:56
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1274494 | First Solar Inc. | FSLR | Semiconductors & Related Devices (3674) | 204623678 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1645425 | R. Alexander Bradley | C/O First Solar, Inc. 350 West Washington Street, Suite 600 Tempe AZ 85281-1244 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2019-03-07 | 5,363 | $0.00 | 13,296 | No | 4 | M | Direct | |
Common Stock | Disposition | 2019-03-07 | 2,855 | $50.36 | 10,441 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2019-03-08 | 972 | $0.00 | 11,413 | No | 4 | M | Direct | |
Common Stock | Disposition | 2019-03-08 | 518 | $51.16 | 10,895 | No | 4 | F | Direct | |
Common Stock | Disposition | 2019-03-08 | 754 | $49.67 | 10,141 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | Disposition | 2019-03-07 | 5,363 | $0.00 | 5,363 | $0.00 |
Common Stock | Restricted Stock Units | Disposition | 2019-03-08 | 972 | $0.00 | 972 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
10,726 | No | 4 | M | Direct | ||
972 | No | 4 | M | Direct |
Footnotes
- Represents shares of common stock issued upon vesting of 25% of the restricted stock units granted on March 7, 2017.
- Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations with the vesting of the restricted stock units.
- Represents shares of common stock issued upon vesting of 25% of the restricted stock units granted on March 8, 2016.
- This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person on May 30, 2018.
- Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2015 Omnibus Incentive Compensation Plan.
- The restricted stock units were granted on March 7, 2017 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date.
- The restricted stock units were granted on March 8, 2016. These units are scheduled to vest at a rate of 25% per year, commencing on the first anniversary of the grant date.