Filing Details
- Accession Number:
- 0001638599-19-000322
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-03-11 09:37:55
- Reporting Period:
- 2019-03-07
- Accepted Time:
- 2019-03-11 09:37:55
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1263762 | Select Bancorp Inc. | SLCT | State Commercial Banks (6022) | 200218264 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1621717 | H. Lynn Johnson | 700 W Cumberland St Dunn NC 28334 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-03-07 | 700 | $5.25 | 800 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-03-07 | 6,000 | $6.93 | 6,800 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-03-07 | 6,000 | $8.04 | 12,800 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-03-07 | 1,680 | $10.15 | 14,480 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-03-07 | 14,380 | $11.59 | 100 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2019-03-07 | 700 | $0.00 | 700 | $5.25 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2019-03-07 | 6,000 | $0.00 | 6,000 | $6.93 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2019-03-07 | 6,000 | $0.00 | 6,000 | $8.04 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2019-03-07 | 1,680 | $0.00 | 1,680 | $10.15 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2021-01-18 | No | 4 | M | Direct | |
| 1,500 | 2025-02-11 | No | 4 | M | Direct | |
| 4,000 | 2026-02-23 | No | 4 | M | Direct | |
| 2,520 | 2027-01-24 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | $11.84 | 2029-01-22 | 7,500 | 7,500 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2029-01-22 | 7,500 | 7,500 | Direct |
Footnotes
- These options vested in five equal installments on January 18, 2012, 2013, 2014, 2015, and 2016.
- The option vests in five equal annual installments beginning on February 11, 2016, subject to holder's continued employment.
- The option vests in five equal annual installments beginning on February 23, 2017, subject to holder's continued employment.
- The option vests in five equal annual installments beginning on January 24, 2018, subject to holder's continued employment.
- The option vests in five equal annual installments beginning on January 22, 2020, subject to holder's continued employment.
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