Filing Details
- Accession Number:
- 0001104659-19-013665
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-03-08 17:42:25
- Reporting Period:
- 2019-03-06
- Accepted Time:
- 2019-03-08 17:42:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1282631 | Netlist Inc | NLST | Semiconductors & Related Devices (3674) | 954812784 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1381057 | K Chun Hong | 175 Technology, Suite 150 Irvine CA 92618 | President, Ceo And Chairman | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2019-03-06 | 55,190 | $0.57 | 9,803,018 | No | 4 | S | Indirect | Hong-Cha Property Trust |
| Common Stock | Disposition | 2019-03-07 | 94,810 | $0.55 | 9,708,208 | No | 4 | S | Indirect | Hong-Cha Property Trust |
| Common Stock | Acquisiton | 2019-03-07 | 742,500 | $0.00 | 1,128,068 | No | 4 | A | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | Hong-Cha Property Trust |
| No | 4 | S | Indirect | Hong-Cha Property Trust |
| No | 4 | A | Direct |
Footnotes
- These restricted stock units (RSUs) granted on March 7, 2019 vest in installments of 92,813 beginning on September 7, 2019 semi-annually through March 7, 2023. The shares will be delivered to the reporting person upon vesting of the RSUs. Each RSU represents a contingent right to receive one share of common stock.
Billionaire Hedge Funds
