Home > Insider Trading > Filing (0000064040-19-000092)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
64040	S&P Global Inc.	SPGI	Services-Consumer Credit Reporting, Collection Agencies (7320)	131026995

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1606963	Jr Alexander Matturri	55 Water Street New York NY 10041	Ceo, S&P Dow Jones Indices	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2019-03-06	1,791	$21.95	19,466	No	4	M	Direct
Common Stock	Disposition	2019-03-06	1,791	$198.02	17,675	No	4	S	Direct
Common Stock	Acquisiton	2019-03-06	14	$0.00	17,688	No	4	J	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	J	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Options (Right to Buy)	Disposition	2019-03-06	1,791	$0.00	1,791	$21.95

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
1,790	2010-04-01	2019-03-31	No	4	M	Direct

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Options (Right to Buy)	$33.98	2011-04-01	2020-03-31	5,104	5,104	Direct
Common Stock	Options (Right to Buy)	$37.41	2012-04-01	2021-03-31	5,560	5,560	Direct
Common Stock	Restricted Stock Units	$0.00	2017-12-31	2019-12-31	316	316	Direct
Common Stock	Options (Right to Buy)	$24.23	2010-10-01	2019-09-30	2,014	2,014	Direct
Common Stock	Restricted Stock Units	$0.00			495	495	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2020-03-31	5,104	5,104	Direct
2021-03-31	5,560	5,560	Direct
2019-12-31	316	316	Direct
2019-09-30	2,014	2,014	Direct
	495	495	Direct

Footnotes

The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 11/29/2018.
Shares acquired under SPGI Stock Fund.
Includes shares acquired under SPGI Stock Fund.
Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.
As previously reported, the reporting person was granted 928 restricted stock units on 04/03/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2017 and 33% on 12/31/2018 and the remaining 34% will vest on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
As previously reported, the reporting person was granted 739 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and will vest 33% on 12/31/2019 and 34% on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.