Filing Details

Accession Number:
0000905148-19-000421
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-03-08 16:47:15
Reporting Period:
2019-03-07
Accepted Time:
2019-03-08 16:47:15
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1580156 Houghton Mifflin Harcourt Co HMHC () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1300710 Michael Kevin Ulrich 610 Broadway
6Th Floor
New York NY 10022
No No No No
1300711 Anchorage Advisors Management, Llc 610 Broadway
6Th Floor
New York NY 10012
No No No No
1300713 Anchorage Capital Master Offshore, Ltd 610 Broadway
6Th Floor
New York NY 10012
No No No No
1300714 Anchorage Capital Group, L.l.c. 610 Broadway
6Th Floor
New York NY 10012
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.01 Par Value Per Share Disposition 2019-03-07 622,320 $7.75 0 No 4 S Indirect By Anchorage Illiquid Opportunities Offshore Master III, L.P.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Anchorage Illiquid Opportunities Offshore Master III, L.P.
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, $0.01 Par Value Per Share 19,330,830 Indirect By Anchorage Capital Master Offshore, Ltd.
Common Stock, $0.01 Par Value Per Share 134,740 Indirect By PCI Fund LLC
Footnotes
  1. Anchorage Advisors Management, L.L.C. is the sole managing member of Anchorage Capital Group, L.L.C., the investment advisor to each of Anchorage Capital Master Offshore, Ltd., Anchorage Illiquid Opportunities Offshore Master III, L.P., and PCI Fund LLC. Mr. Ulrich is the Chief Executive Officer of Anchorage Capital Group, L.L.C. and the senior managing member of Anchorage Advisors Management, L.L.C.
  2. Each reporting person disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
  3. Anchorage Illiquid Opportunities Offshore Master III, L.P. is in the process of selling or otherwise resolving investments in preparation for the formal liquidation pursuant to its governing documents and the transaction reported herein was effected in connection with such process.