Filing Details
- Accession Number:
- 0000905148-19-000421
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-03-08 16:47:15
- Reporting Period:
- 2019-03-07
- Accepted Time:
- 2019-03-08 16:47:15
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1580156 | Houghton Mifflin Harcourt Co | HMHC | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1300710 | Michael Kevin Ulrich | 610 Broadway 6Th Floor New York NY 10022 | No | No | No | No | |
1300711 | Anchorage Advisors Management, Llc | 610 Broadway 6Th Floor New York NY 10012 | No | No | No | No | |
1300713 | Anchorage Capital Master Offshore, Ltd | 610 Broadway 6Th Floor New York NY 10012 | No | No | No | No | |
1300714 | Anchorage Capital Group, L.l.c. | 610 Broadway 6Th Floor New York NY 10012 | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $0.01 Par Value Per Share | Disposition | 2019-03-07 | 622,320 | $7.75 | 0 | No | 4 | S | Indirect | By Anchorage Illiquid Opportunities Offshore Master III, L.P. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Anchorage Illiquid Opportunities Offshore Master III, L.P. |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, $0.01 Par Value Per Share | 19,330,830 | Indirect | By Anchorage Capital Master Offshore, Ltd. |
Common Stock, $0.01 Par Value Per Share | 134,740 | Indirect | By PCI Fund LLC |
Footnotes
- Anchorage Advisors Management, L.L.C. is the sole managing member of Anchorage Capital Group, L.L.C., the investment advisor to each of Anchorage Capital Master Offshore, Ltd., Anchorage Illiquid Opportunities Offshore Master III, L.P., and PCI Fund LLC. Mr. Ulrich is the Chief Executive Officer of Anchorage Capital Group, L.L.C. and the senior managing member of Anchorage Advisors Management, L.L.C.
- Each reporting person disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
- Anchorage Illiquid Opportunities Offshore Master III, L.P. is in the process of selling or otherwise resolving investments in preparation for the formal liquidation pursuant to its governing documents and the transaction reported herein was effected in connection with such process.