Filing Details
- Accession Number:
- 0001112679-11-000020
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-03-03 20:39:24
- Reporting Period:
- 2011-03-01
- Filing Date:
- 2011-03-03
- Accepted Time:
- 2011-03-03 20:39:24
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1424454 | Rovi Corp | ROVI | Periodicals: Publishing Or Publishing & Printing (2721) | 261739297 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1112679 | Stephen Yu | C/O Rovi Corporation 2830 De La Cruz Blvd. Santa Clara CA 95050 | Evp & General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-03-01 | 20,000 | $0.00 | 45,353 | No | 4 | A | Direct | |
Common Stock | Disposition | 2011-03-02 | 2,016 | $55.31 | 43,337 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-03-03 | 2,484 | $56.06 | 40,853 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Options (right to buy) | Acquisiton | 2011-03-01 | 25,000 | $0.00 | 25,000 | $54.10 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
25,000 | 2018-03-01 | No | 4 | A | Direct |
Footnotes
- Restricted Stock Award subject to vesting 25% per year over 4 years
- Shares sold to cover tax withholdings associated with the vesting of restricted stock pursuant to Mr. Yu's 10b5-1 plan dated November 18, 2009.
- Sold pursuant to Mr. Yu's 10b5-1 plan dated November 18, 2009.
- Shares sold on the Open Market are reported as an average sell price per share of $56.06; breakdown of shares sold and per share sale prices are as follows: 1,484 at $56.03 and 1,000 at $56.10.
- Granted March 1, 2011; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.