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Filing Details

Accession Number:: 0001112679-11-000019
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2011-03-03 20:34:19
Reporting Period:: 2011-03-01

Filing Date:: 2011-03-03
Accepted Time:: 2011-03-03 20:34:19
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1424454	Rovi Corp	ROVI	Periodicals: Publishing Or Publishing & Printing (2721)	261739297

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1338176	James Budge	C/O Rovi Corporation 2830 De La Cruz Blvd. Santa Clara CA 95050	Evp & Cfo	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2011-03-01	35,000	$0.00	67,250	No	4	A	Direct
Common Stock	Acquisiton	2011-03-02	1,250	$15.73	68,500	No	4	M	Direct
Common Stock	Disposition	2011-03-02	1,250	$54.26	67,250	No	4	S	Direct
Common Stock	Acquisiton	2011-03-02	8,333	$13.53	75,583	No	4	M	Direct
Common Stock	Disposition	2011-03-02	8,333	$54.26	67,250	No	4	S	Direct
Common Stock	Acquisiton	2011-03-02	1,250	$30.00	68,500	No	4	M	Direct
Common Stock	Disposition	2011-03-02	1,250	$54.26	67,250	No	4	S	Direct
Common Stock	Acquisiton	2011-03-02	17,500	$33.43	84,750	No	4	M	Direct
Common Stock	Disposition	2011-03-02	17,500	$54.26	67,250	No	4	S	Direct
Common Stock	Disposition	2010-03-02	13,875	$0.00	53,375	No	5	G	Direct
Common Stock	Acquisiton	2010-03-02	13,875	$0.00	15,812	No	5	G	Indirect	Budge Family Trust
Common Stock	Disposition	2011-03-02	15,812	$54.12	0	No	4	S	Indirect	Budge Family Trust

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	A	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	5	G	Direct
No	5	G	Indirect	Budge Family Trust
No	4	S	Indirect	Budge Family Trust

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Options (right to buy)	Acquisiton	2011-03-01	40,000	$0.00	40,000	$54.10
Common Stock	Employee Stock Option (right to buy)	Disposition	2011-03-02	1,250	$0.00	1,250	$15.73
Common Stock	Employee Stock Option (right to buy)	Disposition	2011-03-02	8,333	$0.00	8,333	$13.53
Common Stock	Employee Stock Option (right to buy)	Disposition	2011-03-02	1,250	$0.00	1,250	$30.00
Common Stock	Employee Stock Option (right to buy)	Disposition	2011-03-02	17,500	$0.00	17,500	$33.43

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
40,000	2018-03-01	No	4	A	Direct
30,000	2016-03-01	No	4	M	Direct
25,004	2013-06-01	No	4	M	Direct
37,500	2016-09-01	No	4	M	Direct
52,500	2017-03-01	No	4	M	Direct

Footnotes

Restricted Stock Award subject to vesting 25% per year over 4 years.
Shares sold pursuant to Mr. Budge's 10b5-1 plan dated November 16, 2010.
Shares sold on the open market are reported as an average sell price per share of $54.26; breakdown of shares sold and per share sale prices are as follows: 40 at $53.62; 100 at $53.64; 300 at $53.65; 60 at $53.67; 100 at $53.68; 100 at $53.70; 500 at $53.73; 200 at $53.83; 200 at $53.85; 100 at $53.89; 1,000 at $53.90; 100 at $53.95; 600 at $53.98; 100 at $54.00; 300 at $54.01; 100 at $54.02; 300 at $54.03; 433 at $54.04; 300 at $54.05; 800 at $54.06; 200 at $54.07; 200 at $54.08; 800 at $54.09; 1,500 at $54.10; 200 at $54.12; 300 at $54.16; 100 at $54.17; 200 at $54.18; 500 at $54.19; 1,100 at $54.20; 2,300 at $54.21; 1,300 at $54.22; 500 at $54.23; 500 at $54.24; 1,000 at $54.25; 500 at $54.26; 200 at $54.28; 800 at $54.29; 400 at $54.30; 300 at $54.31; 500 at $54.38; 1,700 at $54.39; 400 at $54.45; 300 at $54.46; 600 at $54.49; 200 at $54.51; 700 at $54.52; 200 at $54.54; 900 at $54.58; 200 at $54.59; 1,000 at $54.60; 200 at $54.61; additional shares sold continued on Footnote (4).
Shares sold on the open market are reported as an average sell price per share of $54.26 (continued); breakdown of shares sold and per share sale prices are as follows: 400 at $54.63; 300 at $54.64; 600 at $54.65; 200 at $54.66; 100 at $54.67; 400 at $54.68 and 800 at $54.70.
Reflects 13,875 restricted shares vested on March 1, 2011 which were held directly by Mr. Budge that were transferred into the Budge Family Trust for estate planning purposes. The result is a change in the form of beneficial ownership from direct to indirect.
Shares sold pursuant to Mr. Budge's 10b5-1 plan dated June 12, 2009.
Shares sold on the open market are reported as an average sell price per share of $54.12; breakdown of shares sold and per share sale prices are as follows: 200 at $53.60; 200 at $53.64; 100 at $53.67; 200 at $53.76; 700 at $53.77; 200 at $53.83; 1,300 at $53.94; 200 at $53.95; 100 at $53.96; 100 at $53.98; 300 at $53.99; 100 at $54.01; 12 at $54.03; 1,100 at $54.05; 300 at $54.07; 300 at $54.08; 700 at $54.09; 300 at $54.10; 1,000 at $54.11; 300 at $54.13; 200 at $54.14; 400 at $54.15; 300 at $54.16; 1,100 at $54.18; 100 at $54.19; 500 at $54.20; 800 at $54.22; 1,700 at $54.23; 500 at $54.25; 500 at $54.26; 300 at $54.27; 100 at $54.29; 200 at $54.30; 600 at $54.42; 600 at $54.44 and 200 at $54.47.
Granted March 1, 2011; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.
Granted March 1, 2009; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.
Granted June 1, 2008; vests one-sixth (1/6) on the first anniversary of the date of grant, one-third (1/3) vesting in equal monthly increments over second year and the remaining one-half (1/2) vesting in equal monthly increments over the third year.
Granted September 1, 2009; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.
Granted March 1, 2010; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.