Filing Details

Accession Number:
0001070081-19-000020
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-03-07 21:31:41
Reporting Period:
2019-03-05
Accepted Time:
2019-03-07 21:31:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1070081 Ptc Therapeutics Inc. PTCT Pharmaceutical Preparations (2834) 043416587
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1707685 Marie Christine Utter C/O Ptc Therapeutics, Inc.
100 Corporate Court
South Plainfield NJ 07080
Principal Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2019-03-05 1,509 $34.78 5,937 No 4 S Direct
Common Stock Disposition 2019-03-05 1,000 $35.25 4,937 No 4 S Direct
Common Stock Acquisiton 2019-03-05 1,150 $10.85 6,087 No 4 M Direct
Common Stock Disposition 2019-03-05 540 $34.71 5,547 No 4 S Direct
Common Stock Disposition 2019-03-05 610 $35.17 4,937 No 4 S Direct
Common Stock Acquisiton 2019-03-05 18,750 $13.10 23,687 No 4 M Direct
Common Stock Disposition 2019-03-05 9,929 $34.75 13,758 No 4 S Direct
Common Stock Disposition 2019-03-05 8,821 $35.21 4,937 No 4 S Direct
Common Stock Acquisiton 2019-03-05 6,300 $11.23 11,237 No 4 M Direct
Common Stock Disposition 2019-03-05 2,760 $34.70 8,477 No 4 S Direct
Common Stock Disposition 2019-03-05 3,540 $35.17 4,937 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right To Buy) Disposition 2019-03-05 1,150 $0.00 1,150 $10.85
Common Stock Stock Option (Right To Buy) Disposition 2019-03-05 18,750 $13.10 18,750 $13.10
Common Stock Stock Option (Right To Buy) Disposition 2019-03-05 6,300 $11.23 6,300 $11.23
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2023-05-15 No 4 M Direct
6,250 2027-06-02 No 4 M Direct
6,300 2027-01-02 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (Right To Buy) $490.80 2021-04-27 74 74 Direct
Common Stock Stock Option (Right To Buy) $218.40 2022-01-10 21 21 Direct
Common Stock Stock Option (Right To Buy) $27.05 2024-01-28 3,369 3,369 Direct
Common Stock Stock Option (Right To Buy) $40.45 2024-09-23 4,688 4,688 Direct
Common Stock Stock Option (Right To Buy) $51.00 2025-01-02 17,800 17,800 Direct
Common Stock Stock Option (Right To Buy) $30.86 2026-01-03 11,000 11,000 Direct
Common Stock Stock Option (Right To Buy) $18.01 2028-01-02 40,000 40,000 Direct
Common Stock Stock Option (Right To Buy) $33.02 2029-01-21 42,500 42,500 Direct
Common Stock Stock Option (Right To Buy) $33.02 2029-01-21 10,100 10,100 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2021-04-27 74 74 Direct
2022-01-10 21 21 Direct
2024-01-28 3,369 3,369 Direct
2024-09-23 4,688 4,688 Direct
2025-01-02 17,800 17,800 Direct
2026-01-03 11,000 11,000 Direct
2028-01-02 40,000 40,000 Direct
2029-01-21 42,500 42,500 Direct
2029-01-21 10,100 10,100 Direct
Footnotes
  1. The transactions reported in this Form 4 were effected pursuant to a written Rule 10b5-1 plan.
  2. This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $34.29 to $34.98 per share. The reporting person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
  3. This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $35.00 to $35.60 per share. The reporting person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
  4. This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $34.29 to $34.94 per share. The reporting person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
  5. This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $34.96 to $35.40 per share. The reporting person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
  6. This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $34.06 to $34.99 per share. The reporting person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
  7. This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $35.00 to $35.71 per share. The reporting person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
  8. This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $34.96 to $35.44 per share. The reporting person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
  9. Currently exercisable.
  10. This option was granted on June 2, 2017, and vests over two years, with 50% of the shares underlying the option vesting on June 2, 2018, and an additional 12.5% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning on September 2, 2018.
  11. This option was granted on January 3, 2017, and vests over four years, with 25% of the shares underlying the option vesting on January 3, 2018, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning on April 3, 2018.
  12. This option was granted on January 4, 2016 and vests over four years, with 25% of the shares underlying the option vested on January 4, 2017, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning on April 4, 2017.
  13. This option was granted on January 3, 2018, and vests over four years, with 25% of the shares underlying the option vesting on January 3, 2019, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning on April 3, 2019.
  14. This option was granted on January 22, 2019 and vests over four years, with 25% of the shares underlying the option vesting on January 22, 2020, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning April 22, 2020.
  15. This option was granted on January 22, 2019 and vests over four years, with 50% of the shares underlying the option vesting on January 22, 2022, and the remaining 50% of the original number of shares underlying the option vesting on January 22, 2023.