Filing Details
- Accession Number:
- 0001593968-19-000702
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-03-07 17:21:51
- Reporting Period:
- 2019-03-06
- Accepted Time:
- 2019-03-07 17:21:51
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1466026 | Midland States Bancorp Inc. | MSBI | State Commercial Banks (6022) | 371233196 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1732696 | A. Stephen Erickson | 1201 Network Centre Dr. Effingham IL 62401 | Chief Financial Officer | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-03-06 | 2,110 | $16.00 | 13,063 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-03-06 | 2,110 | $25.25 | 10,953 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option (right to buy) | Disposition | 2019-03-06 | 2,110 | $0.00 | 2,110 | $16.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 19,308 | 2022-05-08 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Option (right to buy) | $16.00 | 2022-12-13 | 2,438 | 2,438 | Direct | |
| Common Stock | Option (right to buy) | $23.00 | 2025-11-03 | 5,045 | 5,045 | Direct | |
| Common Stock | Option (right to buy) | $16.59 | 2023-12-10 | 4,822 | 4,822 | Direct | |
| Common Stock | Option (right to buy) | $28.59 | 2026-11-16 | 2,289 | 2,289 | Direct | |
| Common Stock | Option (right to buy) | $21.00 | 2024-12-02 | 3,909 | 3,909 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2022-12-13 | 2,438 | 2,438 | Direct |
| 2025-11-03 | 5,045 | 5,045 | Direct |
| 2023-12-10 | 4,822 | 4,822 | Direct |
| 2026-11-16 | 2,289 | 2,289 | Direct |
| 2024-12-02 | 3,909 | 3,909 | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.07 - $25.435 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.
- These options have a 10 year term and become partially exercisable after 1 year and vest in four equal annual installments.
Billionaire Hedge Funds
