Filing Details

Accession Number:
0001567619-19-006400
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-03-07 17:03:18
Reporting Period:
2019-03-05
Accepted Time:
2019-03-07 17:03:18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1733998 Northwest Natural Holding Co NWN () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1241405 Hugo David Anderson 220 Nw Second Avenue
Portland OR 97209
President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-03-05 11,000 $45.74 93,133 No 4 M Direct
Common Stock Disposition 2019-03-05 11,000 $64.94 82,133 No 4 S Direct
Common Stock Acquisiton 2019-03-05 8,000 $44.25 90,133 No 4 M Direct
Common Stock Disposition 2019-03-05 8,000 $64.94 82,133 No 4 S Direct
Common Stock Disposition 2019-03-06 1,249 $64.21 80,884 No 4 F Direct
Common Stock Disposition 2019-03-06 3,508 $64.21 77,376 No 4 F Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 F Direct
No 4 F Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option to Buy Disposition 2019-03-05 11,000 $0.00 11,000 $45.74
Common Stock Employee Stock Option to Buy Disposition 2019-03-05 8,000 $0.00 8,000 $44.25
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2021-03-02 No 4 M Direct
0 2020-03-02 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 22,268 Indirect See Footnote
Common Stock 1,007 Indirect See Footnote
Footnotes
  1. This transaction was executed in multiple trades for an aggregate of 19,000 shares on reported date with prices ranging from $64.34 to $65.59, resulting in an average price of $64.9353. Northwest Natural Holding Company ("Issuer") will provide upon request by the Commission staff of a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.
  2. Shares were withheld by the issuer to cover withholding taxes on issuance of shares due to vesting of restricted stock units. Organization and Executive Compensation Committee certification of satisfaction of the performance threshold and vesting for these restricted stock units was reported on Form 4 filed on February 28, 2019.
  3. Shares were withheld by the issuer to cover withholding taxes on issuance of performance shares. Organization and Executive Compensation Committee certification of the payout of these performance shares was reported on Form 4 filed on February 28, 2019.
  4. Shares have been credited to reporting person's account under Northwest Natural Gas Company's Deferred Compensation Plan for Directors and Executives.
  5. Shares held in reporting person's account under Northwest Natural Gas Company's Retirement K Savings Plan as of February 28, 2019.
  6. Options were granted as part of compensation for services. The options were exercised as a cashless exercise.
  7. The options vested in four equal installments on each of February 23, 2012, and January 1, 2013, 2014 and 2015.
  8. The options vested in four equal installments on each of February 24, 2011, and January 1, 2012, 2013 and 2014.