Filing Details
- Accession Number:
- 0001164727-11-000047
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-03-03 19:34:23
- Reporting Period:
- 2011-03-01
- Filing Date:
- 2011-03-03
- Accepted Time:
- 2011-03-03 19:34:23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1164727 | Newmont Mining Corp | NEM | Gold And Silver Ores (1040) | 841611629 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1179997 | T Richard Obrien | 6363 South Fiddlers Green Circle Greenwood Village CO 80111 | Director, President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $1.60 Par Value | Acquisiton | 2011-03-01 | 19,663 | $0.00 | 265,464 | No | 4 | A | Direct | |
| Common Stock, $1.60 Par Value | Disposition | 2011-03-01 | 8,261 | $54.87 | 257,203 | No | 4 | S | Direct | |
| Common Stock, $1.60 Par Value | Disposition | 2011-03-01 | 7,016 | $54.84 | 250,187 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Footnotes
- The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 25, 2011 solely to cover taxes and fees.
- The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 1, 2010 solely to cover taxes and fees.
- This transaction was executed in multiple trades at prices between $54.85 and $54.90. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price).
- This transaction was executed in multiple trades at prices between $54.82 and $54.87. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price).
- As of February 28, 2010 the reporting person held 1,393 shares of Newmont Mining common stock in his 401(k) Plan.
Billionaire Hedge Funds
