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Filing Details

Accession Number:: 0000049071-11-000059
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2011-03-03 19:30:43
Reporting Period:: 2011-03-03

Filing Date:: 2011-03-03
Accepted Time:: 2011-03-03 19:30:43
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
49071	Humana Inc	HUM	Hospital & Medical Service Plans (6324)	610647538

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1018658	E James Murray	Humana Inc. 500 West Main Street Louisville KY 40202	Chief Operating Officer	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Humana Common	Acquisiton	2011-03-03	13,686	$9.26	116,871	No	4	M	Direct
Humana Common	Acquisiton	2011-03-03	110,000	$32.70	226,871	No	4	M	Direct
Humana Common	Acquisiton	2011-03-03	66,652	$41.83	293,523	No	4	M	Direct
Humana Common	Acquisiton	2011-03-03	19,041	$46.40	312,564	No	4	M	Direct
Humana Common	Disposition	2011-03-03	168,000	$63.98	144,564	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Humana Common	Options	Disposition	2011-03-03	110,000	$32.70	110,000	$32.70
Humana Common	Options	Disposition	2011-03-03	13,686	$9.26	13,686	$9.26
Humana Common	Options	Disposition	2011-03-03	66,652	$41.83	66,652	$41.83
Humana Common	Options	Disposition	2011-03-03	19,041	$46.40	19,041	$46.40

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0		2012-02-24	No	4	M	Direct
0	2006-03-13	2013-03-13	No	4	M	Direct
33,327		2016-02-19	No	4	M	Direct
38,084		2017-02-18	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Humana Common	3,983	Indirect	See Footnote
Humana Common	103,185	Direct
Humana Common	1,356	Indirect	See Footnote
Humana Common	24,060	Indirect	See Footnote

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Humana Common	Options	$53.96	2013-02-23	84,720	84,720	Direct
Humana Common	Options	$62.10	2014-02-22	67,042	67,042	Direct
Humana Common	Options	$69.48	2015-02-21	70,673	70,673	Direct
Humana Common	Options	$61.18	2018-02-17	39,209	39,209	Direct
Humana Common	Restricted Stock Units	$0.00		8,867	8,867	Direct
Humana Common	Phantom Stock Units	$0.00		25,950	25,950	Indirect

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2013-02-23	84,720	84,720	Direct
2014-02-22	67,042	67,042	Direct
2015-02-21	70,673	70,673	Direct
2018-02-17	39,209	39,209	Direct
	8,867	8,867	Direct
	25,950	25,950	Indirect

Footnotes

Shares held by reporting person's spouse.
The shares sold in multiple lots ranging from $63.85 to $64.16. The weighted average sale price was $63.2427
Shares held in The Murray Family trust.
Stock units held for the benefit of reporting person as of February 28, 2011 under the Humana Retirement & Savings Plan, including a routine disposition of shares to fund an administrative fee assessment under a Tax-Conditioned Plan. All transactions are exempt under Rule 16b-3(c).
Right to buy pursuant to Company's 1996 Stock Incentive Plan for Employees.
Incentive and Non-Qualified Stock Options were granted to reporting person on 3/13/03 vesting in three increments each from 3/13/04 to 3/13/06.
Right to buy pursuant to Company's 2003 Stock Incentive Plan.
Incentive and Non-Qualified stock options granted to reporting person on 2/24/05, NQ options vesting in three increments from 2/24/06 to 2/24/08, and ISO's vesting on 2/24/08.
Incentive and Non-Qualified stock options granted to reporting person on 2/23/06, NQ options vesting in three increments from 2/23/07 to 2/23/09, and ISO's vesting on 2/23/09.
Incentive and Non-Qualified stock options granted to reporting person on 2/22/07, NQ options vesting in three increments from 2/22/08 to 2/22/10, and ISO's vesting on 2/22/10.
Incentive and Non-Qualified stock options granted to reporting person on 2/21/08, NQ options vesting in three increments from 2/21/09 to 2/21/11, and ISO's vesting on 2/21/11.
Reporting person was granted the maximum number of Incentive stock options allowed and remaining options were granted as Non-Qualified stock options. The option grant vests in three increments from 2/19/10 to 2/19/12.
Reporting person was granted the maximum number of Incentive stock options allowed and remaining options were granted as Non-Qualified stock options. The option grant vests in three increments from 2/18/11 to 2/18/13.
Reporting person was granted the maximum number of Incentive stock options allowed and remaining options were granted as Non-Qualified stock options. The option grant vests in three increments from 2/17/12 to 2/17/14.
Right to receive one share per restricted stock unit pursuant to the Company's 2003 Stock Incentive Plan.
Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
Restricted stock units granted to reporting person on 2/17/11, 100% of the award is vesting on 2/17/14.
Phantom Stock Units held for the benefit of reporting person as of February 28, 2011 based on the value of Humana common stock on a 1-for-1 basis, under the Humana Excess Plan. All transactions are exempt under Rule 16b-3(c and d).