Filing Details

Accession Number:
0001209191-19-017609
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-03-07 10:30:40
Reporting Period:
2019-03-05
Accepted Time:
2019-03-07 10:30:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
922224 Ppl Corp PPL Electric Services (4911) 232758192
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1181274 H William Spence Two North Ninth Street
Allentown PA 18101
Chairman, President And Ceo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-03-05 10,344 $25.24 169,549 No 4 M Direct
Common Stock Disposition 2019-03-05 10,344 $32.50 159,205 No 4 S Direct
Common Stock Acquisiton 2019-03-05 215,021 $25.41 374,226 No 4 M Direct
Common Stock Disposition 2019-03-05 215,021 $32.50 159,205 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Options (Right to Buy) Disposition 2019-03-05 10,344 $0.00 10,344 $25.24
Common Stock Employee Stock Options (Right to Buy) Disposition 2019-03-05 215,021 $0.00 215,021 $25.41
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2021-07-21 No 4 M Direct
215,020 2022-01-25 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 137 Indirect Held in trust pursuant to the Employee Stock Ownership Plan.
Common Stock 12,824 Indirect Held in trust for benefit of Mr. Spence's wife.
Common Stock 10,426 Indirect By Grantor Retained Annuity Trust
Footnotes
  1. This Form 4 report reflects the exercise of 10,344 stock options and sale of underlying shares pursuant to a 10b5-1 plan, dated November 7, 2018.
  2. Total includes the reinvestment of dividends.
  3. This Form 4 report reflects the exercise of 215,021 stock options and sale of underlying shares pursuant to a 10b5-1 plan, dated November 7, 2018.
  4. Represents the exercise of 10,344 stock options that vested in three equal annual installments beginning July 22, 2012.
  5. Represents the exercise of 215,021 stock options from a total grant of 430,041 options that vested in three equal annual installments beginning January 26, 2013.