Filing Details
- Accession Number:
- 0001209191-19-017609
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-03-07 10:30:40
- Reporting Period:
- 2019-03-05
- Accepted Time:
- 2019-03-07 10:30:40
- SEC Url:
- Form 4 Filing
Issuer
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1181274 | H William Spence | Two North Ninth Street Allentown PA 18101 | Chairman, President And Ceo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2019-03-05 | 10,344 | $25.24 | 169,549 | No | 4 | M | Direct | |
Common Stock | Disposition | 2019-03-05 | 10,344 | $32.50 | 159,205 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2019-03-05 | 215,021 | $25.41 | 374,226 | No | 4 | M | Direct | |
Common Stock | Disposition | 2019-03-05 | 215,021 | $32.50 | 159,205 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Options (Right to Buy) | Disposition | 2019-03-05 | 10,344 | $0.00 | 10,344 | $25.24 |
Common Stock | Employee Stock Options (Right to Buy) | Disposition | 2019-03-05 | 215,021 | $0.00 | 215,021 | $25.41 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2021-07-21 | No | 4 | M | Direct | |
215,020 | 2022-01-25 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 137 | Indirect | Held in trust pursuant to the Employee Stock Ownership Plan. |
Common Stock | 12,824 | Indirect | Held in trust for benefit of Mr. Spence's wife. |
Common Stock | 10,426 | Indirect | By Grantor Retained Annuity Trust |
Footnotes
- This Form 4 report reflects the exercise of 10,344 stock options and sale of underlying shares pursuant to a 10b5-1 plan, dated November 7, 2018.
- Total includes the reinvestment of dividends.
- This Form 4 report reflects the exercise of 215,021 stock options and sale of underlying shares pursuant to a 10b5-1 plan, dated November 7, 2018.
- Represents the exercise of 10,344 stock options that vested in three equal annual installments beginning July 22, 2012.
- Represents the exercise of 215,021 stock options from a total grant of 430,041 options that vested in three equal annual installments beginning January 26, 2013.