Filing Details

Accession Number:
0001112679-11-000018
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-03-03 19:23:48
Reporting Period:
2011-03-01
Filing Date:
2011-03-03
Accepted Time:
2011-03-03 19:23:48
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1424454 Rovi Corp ROVI Periodicals: Publishing Or Publishing & Printing (2721) 261739297
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1358153 Tom Carson C/O Rovi Corporation
2830 De La Cruz Blvd.
Santa Clara CA 95050
Evp, Ww Sales And Services No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-03-01 35,000 $0.00 48,500 No 4 A Direct
Common Stock Acquisiton 2011-03-01 1,042 $15.73 49,542 No 4 M Direct
Common Stock Disposition 2011-03-01 1,042 $54.79 48,500 No 4 S Direct
Common Stock Acquisiton 2011-03-01 21,249 $13.53 69,749 No 4 M Direct
Common Stock Disposition 2011-03-01 21,249 $54.79 48,500 No 4 S Direct
Common Stock Acquisiton 2011-03-01 3,125 $30.00 51,625 No 4 M Direct
Common Stock Disposition 2011-03-01 3,125 $54.79 48,500 No 4 S Direct
Common Stock Acquisiton 2011-03-01 12,500 $33.43 61,000 No 4 M Direct
Common Stock Disposition 2011-03-01 12,500 $54.79 48,500 No 4 S Direct
Common Stock Disposition 2011-03-02 1,749 $55.31 46,751 No 4 S Direct
Common Stock Disposition 2011-03-03 2,751 $56.07 44,000 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Options (right to buy) Disposition 2011-03-01 1,042 $0.00 1,042 $15.73
Common Stock Employee Stock Options (right to buy) Disposition 2011-03-01 21,249 $0.00 21,249 $13.53
Common Stock Employee Stock Options (right to buy) Disposition 2011-03-01 3,125 $0.00 3,125 $30.00
Common Stock Employee Stock Options (right to buy) Disposition 2011-03-01 12,500 $0.00 12,500 $33.43
Common Stock Employee Stock Options (right to buy) Acquisiton 2011-03-01 40,000 $0.00 40,000 $54.10
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
25,000 2016-03-01 No 4 M Direct
21,256 2013-06-01 No 4 M Direct
31,250 2016-09-01 No 4 M Direct
37,500 2017-03-01 No 4 M Direct
40,000 2018-03-01 No 4 A Direct
Footnotes
  1. Restricted Stock Award subject to vesting 25% per year over 4 years.
  2. Sold pursuant to Mr. Carson's 10b5-1 plan dated August 27, 2009.
  3. Shares sold on the Open Market are reported as an average sell price per share of $54.79; breakdown of shares sold and per share sale prices are as follows: 67 at $54.17; 108 at $54.19; 155 at $54.25; 107 at $54.26; 66 at $54.85 and 539 at $55.24.
  4. Sold pursuant to Mr. Carson's 10b5-1 plan dated September 2, 2008.
  5. Shares sold on the Open Market are reported as an average sell price per share of $54.79; breakdown of shares sold and per share sale prices are as follows: 1,374 at $54.17; 2,196 at $54.19; 3,162 at $54.25; 2,184 at $54.26; 1,356 at $54.85 and 10,977 at $55.24.
  6. Sold pursuant to Mr. Carson's 10b5-1 plan dated May 20, 2010.
  7. Shares sold on the Open Market are reported as an average sell price per share of $54.79; breakdown of shares sold and per share sale prices are as follows: 202 at $54.17; 323 at $54.19; 465 at $54.25; 321 at $54.26; 199 at $54.85 and 1,615 at $55.24.
  8. Sold pursuant to Mr. Carson's 10b5-1 plan dated November 22, 2010.
  9. Shares sold on the Open Market are reported as an average sell price per share of $54.79; breakdown of shares sold and per share sale prices are as follows: 807 at $54.17; 1,292 at $54.19; 1,860 at $54.25; 1,284 at $54.26; 797 at $54.85 and 6,460 at $55.24.
  10. Shares sold to cover tax withholdings associated with the vesting of restricted stock pursuant to Mr. Carson's 10b5-1 plan dated August 27, 2009.
  11. Shares sold on the Open Market are reported as an average sell price per share of $56.07; breakdown of shares sold and per share sale prices are as follows: 1,351 at $56.05; 400 at $56.08 and 1,000 at $56.09.
  12. Granted March 1, 2009; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.
  13. Granted June 1, 2008; vests one-sixth (1/6) on the first anniversary of the date of grant, one-third (1/3) vesting in equal monthly increments over second year and the remaining one-half (1/2) vesting in equal monthly increments over the third year.
  14. Granted September 1, 2009; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.
  15. Granted March 1, 2010; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.
  16. Granted March 1, 2011; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.