Filing Details
- Accession Number:
- 0001112679-11-000018
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-03-03 19:23:48
- Reporting Period:
- 2011-03-01
- Filing Date:
- 2011-03-03
- Accepted Time:
- 2011-03-03 19:23:48
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1424454 | Rovi Corp | ROVI | Periodicals: Publishing Or Publishing & Printing (2721) | 261739297 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1358153 | Tom Carson | C/O Rovi Corporation 2830 De La Cruz Blvd. Santa Clara CA 95050 | Evp, Ww Sales And Services | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-03-01 | 35,000 | $0.00 | 48,500 | No | 4 | A | Direct | |
Common Stock | Acquisiton | 2011-03-01 | 1,042 | $15.73 | 49,542 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-03-01 | 1,042 | $54.79 | 48,500 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-03-01 | 21,249 | $13.53 | 69,749 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-03-01 | 21,249 | $54.79 | 48,500 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-03-01 | 3,125 | $30.00 | 51,625 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-03-01 | 3,125 | $54.79 | 48,500 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-03-01 | 12,500 | $33.43 | 61,000 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-03-01 | 12,500 | $54.79 | 48,500 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-03-02 | 1,749 | $55.31 | 46,751 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-03-03 | 2,751 | $56.07 | 44,000 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Options (right to buy) | Disposition | 2011-03-01 | 1,042 | $0.00 | 1,042 | $15.73 |
Common Stock | Employee Stock Options (right to buy) | Disposition | 2011-03-01 | 21,249 | $0.00 | 21,249 | $13.53 |
Common Stock | Employee Stock Options (right to buy) | Disposition | 2011-03-01 | 3,125 | $0.00 | 3,125 | $30.00 |
Common Stock | Employee Stock Options (right to buy) | Disposition | 2011-03-01 | 12,500 | $0.00 | 12,500 | $33.43 |
Common Stock | Employee Stock Options (right to buy) | Acquisiton | 2011-03-01 | 40,000 | $0.00 | 40,000 | $54.10 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
25,000 | 2016-03-01 | No | 4 | M | Direct | |
21,256 | 2013-06-01 | No | 4 | M | Direct | |
31,250 | 2016-09-01 | No | 4 | M | Direct | |
37,500 | 2017-03-01 | No | 4 | M | Direct | |
40,000 | 2018-03-01 | No | 4 | A | Direct |
Footnotes
- Restricted Stock Award subject to vesting 25% per year over 4 years.
- Sold pursuant to Mr. Carson's 10b5-1 plan dated August 27, 2009.
- Shares sold on the Open Market are reported as an average sell price per share of $54.79; breakdown of shares sold and per share sale prices are as follows: 67 at $54.17; 108 at $54.19; 155 at $54.25; 107 at $54.26; 66 at $54.85 and 539 at $55.24.
- Sold pursuant to Mr. Carson's 10b5-1 plan dated September 2, 2008.
- Shares sold on the Open Market are reported as an average sell price per share of $54.79; breakdown of shares sold and per share sale prices are as follows: 1,374 at $54.17; 2,196 at $54.19; 3,162 at $54.25; 2,184 at $54.26; 1,356 at $54.85 and 10,977 at $55.24.
- Sold pursuant to Mr. Carson's 10b5-1 plan dated May 20, 2010.
- Shares sold on the Open Market are reported as an average sell price per share of $54.79; breakdown of shares sold and per share sale prices are as follows: 202 at $54.17; 323 at $54.19; 465 at $54.25; 321 at $54.26; 199 at $54.85 and 1,615 at $55.24.
- Sold pursuant to Mr. Carson's 10b5-1 plan dated November 22, 2010.
- Shares sold on the Open Market are reported as an average sell price per share of $54.79; breakdown of shares sold and per share sale prices are as follows: 807 at $54.17; 1,292 at $54.19; 1,860 at $54.25; 1,284 at $54.26; 797 at $54.85 and 6,460 at $55.24.
- Shares sold to cover tax withholdings associated with the vesting of restricted stock pursuant to Mr. Carson's 10b5-1 plan dated August 27, 2009.
- Shares sold on the Open Market are reported as an average sell price per share of $56.07; breakdown of shares sold and per share sale prices are as follows: 1,351 at $56.05; 400 at $56.08 and 1,000 at $56.09.
- Granted March 1, 2009; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.
- Granted June 1, 2008; vests one-sixth (1/6) on the first anniversary of the date of grant, one-third (1/3) vesting in equal monthly increments over second year and the remaining one-half (1/2) vesting in equal monthly increments over the third year.
- Granted September 1, 2009; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.
- Granted March 1, 2010; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.
- Granted March 1, 2011; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.