Filing Details
- Accession Number:
- 0001209191-19-017530
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-03-06 19:00:52
- Reporting Period:
- 2019-03-05
- Accepted Time:
- 2019-03-06 19:00:52
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1713683 | Zscaler Inc. | ZS | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1593803 | Fraser William Andrew Brown | C/O Zscaler, Inc. 110 Rose Orchard Way San Jose CA 95134 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-03-05 | 2,000 | $4.13 | 7,782 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-03-05 | 2,000 | $57.00 | 5,782 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2019-03-05 | 2,000 | $0.00 | 2,000 | $4.13 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 126,333 | 2025-10-14 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 48,813 | Indirect | See footnote |
Footnotes
- The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on September 30, 2018.
- The shares are held of record by the Andrew W.F. Brown 2017 Grantor Retained Annuity Trust for which the reporting person's spouse serves as a trustee.
- The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option vest in 48 equal monthly installments beginning on November 14, 2015.
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