Filing Details
- Accession Number:
- 0001209191-19-017502
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-03-06 18:22:15
- Reporting Period:
- 2019-03-04
- Accepted Time:
- 2019-03-06 18:22:15
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1575515 | Sprouts Farmers Market Inc. | SFM | Retail-Grocery Stores (5411) | 320331600 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1581625 | F. Brandon Lombardi | 5455 East High Street Suite 111 Phoenix AZ 85054 | Chief Hr & Legal Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.001 Per Share | Disposition | 2019-03-04 | 18,105 | $22.95 | 25,476 | No | 4 | S | Direct | |
Common Stock, Par Value $0.001 Per Share | Acquisiton | 2019-03-04 | 8,003 | $0.00 | 33,479 | No | 4 | A | Direct | |
Common Stock, Par Value $0.001 Per Share | Disposition | 2019-03-05 | 867 | $23.18 | 32,612 | No | 4 | S | Direct | |
Common Stock, Par Value $0.001 Per Share | Disposition | 2019-03-06 | 2,170 | $22.88 | 30,442 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | A | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.001 Per Share | Stock Option (right to buy) | Acquisiton | 2019-03-04 | 12,451 | $0.00 | 12,451 | $23.12 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
12,451 | 2026-03-04 | No | 4 | A | Direct |
Footnotes
- Consists of a grant of restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. These restricted stock units will vest over three years, with one-third vesting on March 4, 2020; one-third vesting on March 4, 2021; and the remaining one-third vesting on March 4, 2022, assuming continued employment through the applicable vest date.
- Includes, in addition to the 8,003 shares described in Note (1), 16,051 restricted shares and 6,388 performance share awards. Each restricted share and performance share award represents the right to receive, upon vesting, one share of common stock. 11,713 restricted shares will vest on March 3, 2020, and 4,338 restricted shares will vest evenly over two years on March 5, 2020 and March 5, 2021. The 6,388 performance shares will vest on March 3, 2020. All such vests assume continued employment through the applicable dates.
- These options become exercisable in three equal annual installments on March 4, 2020, March 4, 2021, and March 4, 2022, assuming continued employment through the vest dates.