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Filing Details

Accession Number:: 0001209191-19-017496
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2019-03-06 18:20:39
Reporting Period:: 2019-03-04

Accepted Time:: 2019-03-06 18:20:39
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1575515	Sprouts Farmers Market Inc.	SFM	Retail-Grocery Stores (5411)	320331600

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1616785	R Shawn Gensch	5455 East High Street Suite 111 Phoenix AZ 85054	Chief Customer Officer	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock, Par Value $0.001 Per Share	Disposition	2019-03-04	2,509	$22.95	22,917	No	4	S	Direct
Common Stock, Par Value $0.001 Per Share	Acquisiton	2019-03-04	6,276	$0.00	29,193	No	4	A	Direct
Common Stock, Par Value $0.001 Per Share	Disposition	2019-03-05	260	$23.18	28,933	No	4	S	Direct
Common Stock, Par Value $0.001 Per Share	Disposition	2019-03-06	541	$22.88	28,392	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	S	Direct
No	4	A	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock, Par Value $0.001 Per Share	Stock Option (right to buy)	Acquisiton	2019-03-04	9,764	$0.00	9,764	$23.12

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
9,764		2026-03-04	No	4	A	Direct

Footnotes

This transaction was a broker-assisted sale of shares of common stock to satisfy the withholding tax liability incurred upon the vesting of restricted stock units, as mandated by the Issuer's election under its equity incentive plan documents, and does not represent a discretionary trade by the reporting person.
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.95 to $23.1345 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Consists of a grant of restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. These restricted stock units will vest over three years, with one-third vesting on March 4, 2020; one-third vesting on March 4, 2021; and the remaining one-third vesting on March 4, 2022, assuming continued employment through the applicable vest date.
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.88 to $23.0575 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Includes, in addition to the 6,276 shares described in Note (3), 10,532 shares of common stock, 6,073 restricted shares, and 5,511 performance share awards. Each restricted share and performance share award represents the right to receive, upon vesting, one share of common stock. 2,449 restricted shares will vest on March 3, 2020, and 3,624 restricted shares will vest evenly over two years on March 5, 2020 and March 5, 2021. The 5,511 performance shares will vest on March 3, 2020. All such vests assume continued employment through the applicable dates.
These options become exercisable in three equal annual installments on March 4, 2020, March 4, 2021, and March 4, 2022, assuming continued employment through the vest dates.